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Super Micro Computer, Inc. — Director's Dealing 2020
Apr 1, 2020
17831_dirs_2020-03-31_96da22ed-52f5-4861-b44e-68d492c19f18.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Super Micro Computer, Inc. (SMCI)
CIK: 0001375365
Period of Report: 2020-03-27
Reporting Person: KAO GEORGE (SVP, OPERATIONS)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-03-27 | Stock Option (right to buy) | $20.37 | A | 1560 | Acquired | 2030-03-27 | Common Stock (1560.0) | Direct |
| 2020-03-27 | Restricted Stock Units | $ | A | 3380 | Acquired | Common Stock (3380.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5024 | Direct |
Footnotes
F1: The vesting commencement date is March 27, 2020. The option is generally exercisable at the rate of 56.25% of the option granted on the first anniversary of the vesting commencement date, and then 6.25% of the option at the end of each three-month anniversary thereafter.
F2: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
F3: Subject to the Reporting Person's continued service to the Issuer, 62.5% of the restricted stock units vest on May 10, 2021 and then 6.25% of the total number of units at the end of each three-month anniversary thereafter. Vested units are settled in shares of SMCI common stock.