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Super Micro Computer, Inc. — Director's Dealing 2020
May 19, 2020
17831_dirs_2020-05-19_a4ee85c2-68f6-42b9-9b62-db2de3b4eab0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Super Micro Computer, Inc. (SMCI)
CIK: 0001375365
Period of Report: 2020-05-16
Reporting Person: CLEGG DON W (SVP, Worldwide Sales)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-05-16 | Common Stock | M | 61 | — | Acquired | 6302 | Direct |
| 2020-05-16 | Common Stock | F | 21 | $23.29 | Disposed | 6281 | Direct |
| 2020-05-16 | Common Stock | M | 375 | — | Acquired | 6656 | Direct |
| 2020-05-16 | Common Stock | F | 127 | $23.29 | Disposed | 6529 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-05-16 | Restricted Stock Units | $ | M | 61 | Disposed | Common Stock (61.0) | Direct | |
| 2020-05-16 | Restricted Stock Units | $ | M | 375 | Disposed | Common Stock (375.0) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
F2: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 16, 2017 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.
F3: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 16, 2019 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.