Super Micro Computer, Inc. — Director's Dealing 2020

Jun 1, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Super Micro Computer, Inc. (SMCI)
CIK: 0001375365
Period of Report: 2020-05-28

Reporting Person: CLEGG DON W (SVP, Worldwide Sales)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-05-28	Common Stock	M	7485	$13.61	Acquired	14014	Direct
2020-05-28	Common Stock	S	7485	$25.3343	Disposed	6529	Direct
2020-05-29	Common Stock	M	7485	$13.61	Acquired	14014	Direct
2020-05-29	Common Stock	S	7485	$25.2243	Disposed	6529	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-05-28	Employee Stock Option (right to buy)	$13.61	M	7485	Disposed	2020-08-02	Common Stock (7485.0)	Direct
2020-05-29	Employee Stock Option (right to buy)	$13.61	M	7485	Disposed	2020-08-02	Common Stock (7485.0)	Direct

Footnotes

F1: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.24 to $25.44, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F2: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.13 to $25.42, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F3: The vesting commencement date was April 17, 2010. The option was exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date and 1/16th at the end of each successive calendar quarter thereafter.