Super Micro Computer, Inc. — Director's Dealing 2020

Jul 2, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Super Micro Computer, Inc. (SMCI)
CIK: 0001375365
Period of Report: 2020-06-30

Reporting Person: Liang Charles (Director, President and CEO, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-05-13	Common Stock	G	6250	—	Disposed	7212854	Direct
2020-05-13	Common Stock	G	1250	—	Acquired	2327	Indirect
2020-05-13	Common Stock	G	1250	—	Acquired	2327	Indirect
2020-05-13	Common Stock	G	1250	—	Acquired	2327	Indirect
2020-05-13	Common Stock	G	1250	—	Acquired	2327	Indirect
2020-05-13	Common Stock	G	1250	—	Acquired	2327	Indirect
2020-05-15	Common Stock	G	500000	—	Disposed	6712854	Direct
2020-06-30	Common Stock	F	2975	$28.39	Disposed	6709879	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	389341	Indirect

Footnotes

F1: This transaction represents gifting a total of 6,250 shares equally divided among the 5 children.

F2: This transaction represents charitable contributions by the reporting person.

F3: Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of 6,000 performance-based restricted stock units. In January 2020, the reporting person earned 120,000 performance-based restricted stock units based on achievement of applicable performance goals, 96,000 of which vested in January 2020, and the remainder of which generally vest in substantially equal installments on March 31, 2020, June 30, 2020, September 30, 2020, and December 31, 2020. Such performance-based restricted stock units are settled with shares of common stock on a one-for-one basis.