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Super Micro Computer, Inc. — Director's Dealing 2020
Aug 25, 2020
17831_dirs_2020-08-25_c3d3d1c0-b3e3-4159-a141-8fa7322d0990.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Super Micro Computer, Inc. (SMCI)
CIK: 0001375365
Period of Report: 2020-08-21
Reporting Person: Tsai Hwei-Ming Fred (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-08-24 | Common Stock | S | 3000 | $26.833 | Disposed | 240000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-08-21 | Restricted Stock Units | $ | A | 8289 | Acquired | Common Stock (8289.0) | Direct |
Footnotes
F1: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.77 to $26.87, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F2: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
F3: Restricted stock units were granted with respect to service in fiscal 2021. Subject to the Reporting Person's continued service to the Issuer, the total number of restricted stock units shall fully vest on June 30, 2021. Vested units are settled in shares of common stock.