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Super Micro Computer, Inc. — Director's Dealing 2020
Sep 1, 2020
17831_dirs_2020-09-01_4c25ac05-6a05-47eb-9457-9bb5427c5314.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Super Micro Computer, Inc. (SMCI)
CIK: 0001375365
Period of Report: 2020-08-28
Reporting Person: TUAN SHERMAN (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-08-28 | Common Stock | M | 5000 | $15.54 | Acquired | 10437 | Direct |
| 2020-08-28 | Common Stock | S | 5000 | $27.0275 | Disposed | 5437 | Direct |
| 2020-08-28 | Common Stock | M | 2350 | $17.69 | Acquired | 7787 | Direct |
| 2020-08-28 | Common Stock | S | 2350 | $27.0773 | Disposed | 5437 | Direct |
| 2020-08-28 | Common Stock | S | 2650 | $27.1785 | Disposed | 2787 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-08-28 | Employee Stock Option (right to buy) | $15.54 | M | 5000 | Disposed | 2021-02-08 | Common Stock (5000.0) | Direct |
| 2020-08-28 | Employee Stock Option (right to buy) | $17.69 | M | 2350 | Disposed | 2022-02-08 | Common Stock (2350.0) | Direct |
Footnotes
F1: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.97 to $27.08, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F2: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.955 to $27.16, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F3: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.13 to $27.27, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F4: The stock option is fully vested and exercisable.