Super Micro Computer, Inc. — Director's Dealing 2020

Sep 15, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Super Micro Computer, Inc. (SMCI)
CIK: 0001375365
Period of Report: 2020-08-04

Reporting Person: Liang Charles (Director, President and CEO, 10% Owner)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-08-04	Employee Stock Option (right to buy)	$33.363	A	7000	Acquired	2025-08-04	Common Stock (7000.0)	Indirect
2020-08-04	Restricted Stock Units	$	A	3150	Acquired		Common Stock (3150.0)	Indirect

Footnotes

F1: Subject to the Reporting Person's spouse's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date on January 27, 2021, and 1/16th at the end of each successive calendar quarter thereafter.

F2: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F3: Subject to the Reporting Person's spouse's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2021 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.