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Super Micro Computer, Inc. — Director's Dealing 2020
Oct 29, 2020
17831_dirs_2020-10-29_a6896f8e-5d91-4937-a918-29157f65c804.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Super Micro Computer, Inc. (SMCI)
CIK: 0001375365
Period of Report: 2020-10-27
Reporting Person: KAO GEORGE (SVP, OPERATIONS)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-10-27 | Employee Stock Option (right to buy) | $23.74 | A | 5410 | Acquired | 2030-10-27 | Common Stock (5410.0) | Direct |
| 2020-10-27 | Restricted Stock Units | $ | A | 2430 | Acquired | Common Stock (2430.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5502 | Direct |
Footnotes
F1: The vesting commencement date is October 27, 2020. The option is generally exercisable at the rate of 25% of the option granted on the first anniversary of the vesting commencement date, and then 6.25% of the option at the end of each three-month anniversary thereafter.
F2: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
F3: Subject to the Reporting Person's continued service to the Issuer, 25% of the restricted stock units vest on November 10, 2021 and then 6.25% of the total number of units at the end of each three-month anniversary thereafter. Vested units are settled in shares of SMCI common stock.