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Super Micro Computer, Inc. Director's Dealing 2020

Oct 29, 2020

17831_dirs_2020-10-29_a6896f8e-5d91-4937-a918-29157f65c804.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Super Micro Computer, Inc. (SMCI)
CIK: 0001375365
Period of Report: 2020-10-27

Reporting Person: KAO GEORGE (SVP, OPERATIONS)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-10-27 Employee Stock Option (right to buy) $23.74 A 5410 Acquired 2030-10-27 Common Stock (5410.0) Direct
2020-10-27 Restricted Stock Units $ A 2430 Acquired Common Stock (2430.0) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 5502 Direct

Footnotes

F1: The vesting commencement date is October 27, 2020. The option is generally exercisable at the rate of 25% of the option granted on the first anniversary of the vesting commencement date, and then 6.25% of the option at the end of each three-month anniversary thereafter.

F2: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F3: Subject to the Reporting Person's continued service to the Issuer, 25% of the restricted stock units vest on November 10, 2021 and then 6.25% of the total number of units at the end of each three-month anniversary thereafter. Vested units are settled in shares of SMCI common stock.