Super Micro Computer, Inc. — Director's Dealing 2020

Nov 18, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Super Micro Computer, Inc. (SMCI)
CIK: 0001375365
Period of Report: 2020-11-16

Reporting Person: KAO GEORGE (SVP, OPERATIONS)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-11-16	Common Stock	M	375	—	Acquired	5877	Direct
2020-11-16	Common Stock	F	130	$29.49	Disposed	5747	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-11-16	Restricted Stock Units	$	M	375	Disposed		Common Stock (375.0)	Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 16, 2017 and and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.