Super Micro Computer, Inc. — Director's Dealing 2020

Nov 24, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Super Micro Computer, Inc. (SMCI)
CIK: 0001375365
Period of Report: 2020-11-20

Reporting Person: Tsai Hwei-Ming Fred (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-11-20	Common Stock	M	5000	$15.54	Acquired	242000	Direct
2020-11-20	Common Stock	S	5000	$29.8017	Disposed	237000	Direct
2020-11-20	Common Stock	M	5000	$17.69	Acquired	242000	Direct
2020-11-20	Common Stock	S	5000	$29.9065	Disposed	237000	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-11-20	Employee Stock Option (right to buy)	$15.54	M	5000	Disposed		Common Stock (5000.0)	Direct
2020-11-20	Employee Stock Option (right to buy)	$17.69	M	5000	Disposed		Common Stock (5000.0)	Direct

Footnotes

F1: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.665 to $29.83, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F2: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.71 to $29.99, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F3: This stock option is fully vested and exercisable.