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Super Micro Computer, Inc. — Director's Dealing 2019
May 20, 2019
17831_dirs_2019-05-20_718f9c03-3d26-4089-92e1-b9fdd83cf547.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Super Micro Computer, Inc. (SMCI)
CIK: 0001375365
Period of Report: 2019-05-15
Reporting Person: KAO GEORGE (SVP, OPERATIONS)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3938 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $26.95 | 2027-08-02 | Common Stock (20000.0) | Direct | |
| Restricted Stock Units | $ | Common Stock (2625.0) | Direct | ||
| Stock Option (right to buy) | $13.0 | 2028-10-30 | Common Stock (5940.0) | Direct |
Footnotes
F1: The vesting commencement date is October 12, 2016. The option is exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date and 1/16th at the end of each successive calendar quarter thereafter.
F2: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 16, 2016 and and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.
F3: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
F4: The vesting commencement date is October 30, 2018. The option is exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date and 1/16th at the end of each successive calendar quarter thereafter.