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Super Micro Computer, Inc. — Director's Dealing 2019
May 20, 2019
17831_dirs_2019-05-20_0c7567cc-54f2-456d-a18f-cd23e464b211.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Super Micro Computer, Inc. (SMCI)
CIK: 0001375365
Period of Report: 2019-05-15
Reporting Person: CLEGG DON W (SVP, Worldwide Sales)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4374 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $13.61 | 2020-08-02 | Common Stock (14970.0) | Direct | |
| Stock Option (right to buy) | $12.5 | 2022-08-06 | Common Stock (6800.0) | Direct | |
| Stock Option (right to buy) | $26.75 | 2024-08-04 | Common Stock (6000.0) | Direct | |
| Stock Option (right to buy) | $20.54 | 2026-08-03 | Common Stock (4000.0) | Direct | |
| Restricted Stock Units | $ | Common Stock (304.0) | Direct | ||
| Stock Option (right to buy) | $22.1 | 2028-07-31 | Common Stock (20000.0) | Direct | |
| Restricted Stock Units | $0.0 | Common Stock (6000.0) | Direct |
Footnotes
F1: The vesting commencement date is April 17, 2010. The option is exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date and 1/16th at the end of each successive calendar quarter thereafter.
F2: The vesting commencement date is April 16, 2012. The option is exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date and 1/16th at the end of each successive calendar quarter thereafter.
F3: The vesting commencement date is April 17, 2014. The option is exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date and 1/16th at the end of each successive calendar quarter thereafter.
F4: The vesting commencement date is April 17, 2016. The option is exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date and 1/16th at the end of each successive calendar quarter thereafter.
F5: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 16, 2016 and and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.
F6: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
F7: The vesting commencement date is May 1, 2018. The option is exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date and 1/16th at the end of each successive calendar quarter thereafter.
F8: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 16, 2018 and and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.