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Super Micro Computer, Inc. — Director's Dealing 2019
Sep 12, 2019
17831_dirs_2019-09-12_e6098b85-a425-455b-9255-81545b25a236.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Super Micro Computer, Inc. (SMCI)
CIK: 0001375365
Period of Report: 2019-09-06
Reporting Person: Hsu Alex (Chief Operating Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 606 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $17.96 | 2024-01-20 | Common Stock (3500.0) | Direct | |
| Stock Option (right to buy) | $27.28 | 2026-01-27 | Common Stock (2500.0) | Direct | |
| Stock Option (right to buy) | $22.8 | 2028-01-24 | Common Stock (2380.0) | Direct | |
| Stock Option (right to buy) | $22.1 | 2028-07-31 | Common Stock (16000.0) | Direct | |
| Restricted Stock Units | $ | Common Stock (71.0) | Direct | ||
| Restricted Stock Units | $ | Common Stock (1070.0) | Direct | ||
| Common Stock | $ | Common Stock (2720.0) | Direct |
Footnotes
F1: The vesting commencement date is October 23, 2013. The option is exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date and 1/16th per quarter thereafter.
F2: The vesting commencement date is October 23, 2015. The option is exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date and 1/16th per quarter thereafter.
F3: The vesting commencement date is October 22, 2017. The option is exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date and 1/16th per quarter thereafter.
F4: The vesting commencement date is May 1, 2018. The option is exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date and 1/16th per quarter thereafter.
F5: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 16, 2016 and and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.
F6: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
F7: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 16, 2018 and and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.
F8: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2019 and and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.