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Super Micro Computer, Inc. — Director's Dealing 2019
Dec 31, 2019
17831_dirs_2019-12-30_254c1729-5593-47ef-9dd7-7b24b6af9f34.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Super Micro Computer, Inc. (SMCI)
CIK: 0001375365
Period of Report: 2019-12-26
Reporting Person: Hsu Alex (Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-12-26 | Common Stock | M | 534 | — | Acquired | 1186 | Direct |
| 2019-12-26 | Common Stock | F | 188 | $23.80 | Disposed | 998 | Direct |
| 2019-12-26 | Common Stock | M | 1020 | — | Acquired | 2018 | Direct |
| 2019-12-26 | Common Stock | F | 354 | $23.80 | Disposed | 1664 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-12-26 | Restricted Stock Units | $ | M | 534 | Disposed | Common Stock (534.0) | Direct | |
| 2019-12-26 | Restricted Stock Units | $ | M | 1020 | Disposed | Common Stock (1020.0) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
F2: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 16, 2018 and and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.
F3: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2019 and and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.