AI assistant
Super Micro Computer, Inc. — Director's Dealing 2018
Nov 14, 2018
17831_dirs_2018-11-13_1fcad13f-13b6-490b-943d-acdb3966e322.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Super Micro Computer, Inc. (SMCI)
CIK: 0001375365
Period of Report: 2018-11-10
Reporting Person: Liu Liang Chiu-Chu Sara (Director, Senior VP & Treasurer, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-08-23 | Common Stock | G | 15000 | — | Disposed | 0 | Indirect |
| 2018-11-10 | Common Stock | M | 253 | — | Acquired | 472363 | Direct |
| 2018-11-10 | Common Stock | F | 88 | $12.14 | Disposed | 472275 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-11-10 | Restricted Stock Units | $ | M | 253 | Disposed | Common Stock (253.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 7144795 | Indirect |
| Common Stock | 1077 | Indirect |
| Common Stock | 1077 | Indirect |
| Common Stock | 1077 | Indirect |
| Common Stock | 1077 | Indirect |
| Common Stock | 1077 | Indirect |
Footnotes
F1: This transaction represents charitable contribution by the Reporting Person who served as Trustee for Green Earth Charitable Trust.
F2: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
F3: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2017 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.