Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Super Micro Computer, Inc. Director's Dealing 2017

Feb 24, 2017

17831_dirs_2017-02-23_2ebcf6ed-434f-42ea-ade9-b0de0f135ea6.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Super Micro Computer, Inc. (SMCI)
CIK: 0001375365
Period of Report: 2017-02-21

Reporting Person: Liu Liang Chiu-Chu Sara (Director, VP of Operations & Treasurer, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-11-14 Common Stock G 5385 Disposed 7150095 Indirect
2016-11-14 Common Stock G 1077 Acquired 1077 Indirect
2016-11-14 Common Stock G 1077 Acquired 1077 Indirect
2016-11-14 Common Stock G 1077 Acquired 1077 Indirect
2016-11-14 Common Stock G 1077 Acquired 1077 Indirect
2016-11-14 Common Stock G 1077 Acquired 1077 Indirect
2016-12-28 Common Stock G 5300 Disposed 7144795 Indirect
2017-02-21 Common Stock S 25000 $26.9883 Disposed 470620 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 15000 Indirect

Footnotes

F1: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2016.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.75 to $27.10, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.