Super Micro Computer, Inc. — Director's Dealing 2017

Mar 1, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Super Micro Computer, Inc. (SMCI)
CIK: 0001375365
Period of Report: 2017-02-24

Reporting Person: Liu Liang Chiu-Chu Sara (Director, VP of Operations & Treasurer, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-02-24	Common Stock	M	20300	$5.53	Acquired	490920	Direct
2017-02-24	Common Stock	S	20300	$26.7447	Disposed	470620	Direct
2017-02-24	Common Stock	M	4700	$11.81	Acquired	475320	Direct
2017-02-24	Common Stock	S	4700	$26.749	Disposed	470620	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-02-24	Stock Option (right to buy)	$5.53	M	20300	Disposed	2019-04-29	Common Stock (20300)	Direct
2017-02-24	Stock Option (right to buy)	$11.81	M	4700	Disposed	2020-01-25	Common Stock (4700)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	7144795	Indirect
Common Stock	15000	Indirect
Common Stock	1077	Indirect
Common Stock	1077	Indirect
Common Stock	1077	Indirect
Common Stock	1077	Indirect
Common Stock	1077	Indirect

Footnotes

F1: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2016.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.90 to $27.10, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.90 to $27.1250, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.

F4: The stock option is fully vested and exercisable.