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Super Micro Computer, Inc. — Director's Dealing 2017
Nov 15, 2017
17831_dirs_2017-11-14_b93591be-c826-4dd8-823d-f65faa4a3b1c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Super Micro Computer, Inc. (SMCI)
CIK: 0001375365
Period of Report: 2017-11-10
Reporting Person: Liaw Yih-Shyan Wally (Director, Secretary & V P of Intl Sales)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-10 | Common Stock | M | 239 | — | Acquired | 928 | Direct |
| 2017-11-10 | Common Stock | F | 90 | $20.00 | Disposed | 838 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-11-10 | Restricted Stock Units | $ | M | 239 | Acquired | Common Stock (239) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2049920 | Indirect |
| Common Stock | 12128 | Indirect |
| Common Stock | 12128 | Indirect |
| Common Stock | 48177 | Indirect |
Footnotes
F1: These shares are held in a trust for the benefit of the reporting person's children. The reporting person and his spouse, Shiow-Meei S. Liaw, are the trustees of the trust.
F2: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
F3: The restricted stock units vest in installments at the rate of 25% of the total number of units on May 10, 2017 and 1/16 of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.