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Super Micro Computer, Inc. — Director's Dealing 2016
Jan 30, 2016
17831_dirs_2016-01-29_fe08ee6f-e60c-4ad1-b0e6-b8af0545bd68.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Super Micro Computer, Inc. (SMCI)
CIK: 0001375365
Period of Report: 2016-01-27
Reporting Person: Liu Liang Chiu-Chu Sara (Director, VP of Operations & Treasurer, 10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-01-27 | Stock Option (right to buy) | $27.28 | A | 9000 | Acquired | 2026-01-27 | Common Stock (9000) | Direct |
| 2016-01-27 | Restricted Stock Units | $ | A | 4050 | Acquired | Common Stock (4050) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 495620 | Direct |
| Common Stock | 7160980 | Indirect |
| Common Stock | 15000 | Indirect |
| Common Stock | 6100 | Indirect |
| Common Stock | 6100 | Indirect |
Footnotes
F1: Subject to the Reporting Person's continued service to the Issuer, the option will vest and become exercisable at the rate of 25% of the total number of shares on December 12, 2016 and 1/48th of the total number of shares on each month thereafter.
F2: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
F3: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2017 and 1/48th of the total number of units monthly thereafter. Vested units are settled in shares of SMCI common stock.