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Super Micro Computer, Inc. Director's Dealing 2016

Mar 1, 2016

17831_dirs_2016-03-01_75a2ff79-9451-4f20-9b18-19bda3a010f6.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Super Micro Computer, Inc. (SMCI)
CIK: 0001375365
Period of Report: 2016-02-26

Reporting Person: Liaw Yih-Shyan Wally (Director, Secretary & V P of Intl Sales)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-02-26 Common Stock M 20000 $7.46 Acquired 20000 Direct
2016-02-26 Common Stock S 20000 $32.1766 Disposed 0 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-02-26 Stock Option (right to buy) $7.46 M 20000 Disposed 2018-04-28 Common Stock (20000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 68177 Indirect
Common Stock 2054340 Indirect
Common Stock 9918 Indirect
Common Stock 9918 Indirect

Footnotes

F1: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2015.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.96 to $32.65, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

F3: These shares are held in a trust for the benefit of the reporting person's children. The reporting person and his spouse, Shiow-Meei S. Liaw, are the trustees of the trust.

F4: The stock option is fully vested.