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Super Micro Computer, Inc. — Director's Dealing 2016
Apr 29, 2016
17831_dirs_2016-04-29_f6534ba1-f6d2-4509-b0a9-2a05b0d41747.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Super Micro Computer, Inc. (SMCI)
CIK: 0001375365
Period of Report: 2016-04-27
Reporting Person: Liaw Yih-Shyan Wally (Director, Secretary & V P of Intl Sales)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-04-27 | Stock Option (right to buy) | $28.71 | A | 8500 | Acquired | 2026-04-27 | Common Stock (8500) | Direct |
| 2016-04-27 | Restricted Stock Units | $ | A | 3830 | Acquired | Common Stock (3830) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 68177 | Indirect |
| Common Stock | 2054340 | Indirect |
| Common Stock | 9918 | Indirect |
| Common Stock | 9918 | Indirect |
Footnotes
F1: Subject to the Reporting Person's continued service to the Issuer, the option will vest and become exercisable at the rate of 25% of the total number of shares on March 29, 2017 and 1/16th of the total number of shares on each quarterly installment thereafter.
F2: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
F3: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2017 and 1/16th of the total number of units on each quarterly installment thereafter. Vested units are settled in shares of SMCI common stock.