AI assistant
Super Micro Computer, Inc. — Director's Dealing 2016
Sep 1, 2016
17831_dirs_2016-09-01_9de26a05-be60-486c-8c62-e0acb7605852.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Super Micro Computer, Inc. (SMCI)
CIK: 0001375365
Period of Report: 2016-08-26
Reporting Person: Liaw Yih-Shyan Wally (Director, Secretary & V P of Intl Sales)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-08-26 | Common Stock | S | 20000 | $21.5561 | Disposed | 48177 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2054340 | Indirect |
| Common Stock | 9918 | Indirect |
| Common Stock | 9918 | Indirect |
Footnotes
F1: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Spouse of the reporting person on on May 23, 2016.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.265 to $21.87, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
F3: These shares are held in a trust for the benefit of the reporting person's children. The reporting person and his spouse, Shiow-Meei S. Liaw, are the trustees of the trust.