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Super Micro Computer, Inc. — Director's Dealing 2015
May 20, 2015
17831_dirs_2015-05-20_acd91bbc-53c3-4ba0-8be2-bd2a3e02cc51.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Super Micro Computer, Inc. (SMCI)
CIK: 0001375365
Period of Report: 2015-05-18
Reporting Person: Tsai Hwei-Ming Fred (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-05-18 | Common Stock | M | 10000 | $13.89 | Acquired | 281000 | Direct |
| 2015-05-18 | Common Stock | S | 10000 | $33.192 | Disposed | 271000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-05-18 | Stock Option (right to buy) | $13.89 | M | 10000 | Disposed | 2016-11-17 | Common Stock (10000) | Direct |
Footnotes
F1: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 26, 2015.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.64 to $33.49, inclusive. The Reporting Person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
F3: The stock option is fully vested.