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Super Micro Computer, Inc. — Director's Dealing 2015
May 28, 2015
17831_dirs_2015-05-28_4779a7da-9e64-4563-9995-86f405768a09.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Super Micro Computer, Inc. (SMCI)
CIK: 0001375365
Period of Report: 2015-05-26
Reporting Person: Black Laura A. (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-05-26 | Common Stock | M | 13500 | $17.29 | Acquired | 13500 | Direct |
| 2015-05-26 | Common Stock | M | 4500 | $12.37 | Acquired | 18000 | Direct |
| 2015-05-26 | Common Stock | S | 18000 | $33.5346 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-05-26 | Stock Option (right to buy) | $17.29 | M | 13500 | Disposed | 2022-04-23 | Common Stock (13500) | Direct |
| 2015-05-26 | Stock Option (right to buy) | $12.37 | M | 4500 | Disposed | 2023-02-14 | Common Stock (4500) | Direct |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.215 to $33.83285, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
F2: 1/4th of the total number of shares subject to the option vest on March 29, 2013, and the remainder vest in equal monthly installments over a 36 month period thereafter, subject to the Reporting Person's continued service to the Issuer.
F3: The stock option is fully vested.