Super Micro Computer, Inc. — Director's Dealing 2015

Nov 11, 2015

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Super Micro Computer, Inc. (SMCI)
CIK: 0001375365
Period of Report: 2015-11-06

Reporting Person: Liaw Yih-Shyan Wally (Director, Secretary & V P of Intl Sales)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2015-11-06	Common Stock	M	7200	$6.14	Acquired	75377	Indirect
2015-11-06	Common Stock	S	7200	$30.4084	Disposed	68177	Indirect
2015-11-06	Common Stock	M	2750	$12.92	Acquired	70927	Indirect
2015-11-06	Common Stock	S	2750	$30.2839	Disposed	68177	Indirect
2015-11-06	Common Stock	M	2063	$12.50	Acquired	70240	Indirect
2015-11-06	Common Stock	S	2063	$30.2032	Disposed	68177	Indirect
2015-11-06	Common Stock	M	468	$25.44	Acquired	68645	Indirect
2015-11-06	Common Stock	S	468	$30.025	Disposed	68177	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2015-11-06	Stock Option (right to buy)	$6.14	M	7200	Disposed	2018-10-24	Common Stock (7200)	Indirect
2015-11-06	Stock Option (right to buy)	$12.92	M	2750	Disposed	2021-01-24	Common Stock (2750)	Indirect
2015-11-06	Stock Option (right to buy)	$12.50	M	2063	Disposed	2022-08-06	Common Stock (2063)	Indirect
2015-11-06	Stock Option (right to buy)	$25.44	M	468	Disposed	2024-10-20	Common Stock (468)	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	2056416	Indirect
Common Stock	8880	Indirect
Common Stock	8880	Indirect

Footnotes

F1: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Spouse of the reporting person on on August 28, 2015.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.96 to $30.79, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.98 to $30.78, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.90 to $30.77, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4.

F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.90 to $30.11, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (5) to this Form 4.

F6: These shares are held in a trust for the benefit of the reporting person's children. The reporting person and his spouse, Shiow-Meei S. Liaw, are the trustees of the trust.

F7: The stock option is fully vested.

F8: The vesting commencement date is 6/30/2012. The option is exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date and 1/16th at the end of each successive calendar quarter thereafter.

F9: The vesting commencement date is 10/20/2014. The option is exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date and 1/16th at the end of each successive calendar quarter thereafter.