Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Super Micro Computer, Inc. Director's Dealing 2014

Jan 21, 2014

17831_dirs_2014-01-21_3ca6b459-2d8f-4c28-80bc-854417b95c59.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Super Micro Computer, Inc. (SMCI)
CIK: 0001375365
Period of Report: 2014-01-17

Reporting Person: Liang Charles (Director, President and CEO, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-01-17 Common Stock M 100000 $3.08 Acquired 6959561 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-01-17 Stock Option (right to buy) $3.08 M 100000 Disposed 2014-12-28 Common Stock (100000) Direct
2014-01-20 Stock Option (right to buy) $17.96 A 23000 Acquired 2024-01-20 Common Stock (23000) Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 625620 Indirect
Common Stock 15000 Indirect
Common Stock 6100 Indirect
Common Stock 6100 Indirect
Common Stock 6100 Indirect
Common Stock 6100 Indirect
Common Stock 6100 Indirect

Footnotes

F1: These shares are fully vested.

F2: 1/4th of the total number of shares subject to the option vest on December 12, 2014, and the remainder vest in equal quarterly installments over a 3 year period thereafter, subject to the Reporting Person's continued service to the Issuer.