Super Micro Computer, Inc. — Director's Dealing 2014

Apr 11, 2014

SEC Form 4/A — Form 4/A

Issuer: Super Micro Computer, Inc. (SMCI)
CIK: 0001375365
Period of Report: 2014-02-27

Reporting Person: Liaw Yih-Shyan Wally (Director, Secretary & V P of Intl Sales)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2014-02-27	Common Stock	M	30000	$2.53	Acquired	30000	Direct
2014-02-27	Common Stock	S	30000	$20.8418	Disposed	0	Direct
2014-02-27	Common Stock	M	8000	$2.60	Acquired	76177	Indirect
2014-02-27	Common Stock	S	8000	$20.743	Disposed	68177	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2014-02-27	Stock Option (right to buy)	$2.53	M	30000	Disposed	2014-03-31	Common Stock (30000)	Direct
2014-02-27	Stock Option (right to buy)	$2.60	M	8000	Disposed	2014-09-30	Common Stock (8000)	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	2059616	Indirect
Common Stock	7280	Indirect
Common Stock	7280	Indirect

Footnotes

F1: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 15, 2013.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.49 to $20.98, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

F3: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Spouse of the reporting person on November 15, 2013.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.49 to $20.92, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4.

F5: These shares are held in a trust for the benefit of the reporting person's children. The reporting person and his spouse, Shiow-Meei S. Liaw, are the trustees of the trust.

F6: The stock option is fully vested.