Super Micro Computer, Inc. — Director's Dealing 2014

Nov 21, 2014

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Super Micro Computer, Inc. (SMCI)
CIK: 0001375365
Period of Report: 2014-11-19

Reporting Person: Liu Liang Chiu-Chu Sara (Director, VP of Operations & Treasurer, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2014-11-19	Common Stock	M	75000	$3.08	Acquired	7384561	Indirect
2014-11-19	Common Stock	S	75000	$33.6371	Disposed	7309561	Indirect
2014-11-20	Common Stock	M	75000	$3.08	Acquired	7384561	Indirect
2014-11-20	Common Stock	S	75000	$33.0828	Disposed	7309561	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2014-11-19	Stock Option (Right to Buy)	$3.08	M	75000	Disposed	2014-12-28	Common Stock (75000)	Indirect
2014-11-20	Stock Option (Right to Buy)	$3.08	M	75000	Disposed	2014-12-28	Common Stock (75000)	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	495620	Direct
Common Stock	15000	Indirect
Common Stock	6100	Indirect
Common Stock	6100	Indirect
Common Stock	6100	Indirect
Common Stock	6100	Indirect
Common Stock	6100	Indirect

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.24 to $34.24, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

F2: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Spouse of the reporting person on August 28, 2014.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.31 to $33.42, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.

F4: The stock option is fully vested.