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Super Micro Computer, Inc. Director's Dealing 2013

Feb 7, 2013

17831_dirs_2013-02-07_f52d4dcc-df71-411e-9ea0-4087c4b36a64.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Super Micro Computer, Inc. (SMCI)
CIK: 0001375365
Period of Report: 2013-02-05

Reporting Person: Liang Charles (Director, President and CEO, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-02-05 Common Stock M 20000 $3.50 Acquired 699121 Indirect
2013-02-05 Common Stock S 20000 $12.5526 Disposed 679121 Indirect
2013-02-06 Common Stock M 20000 $3.50 Acquired 699121 Indirect
2013-02-06 Common Stock S 20000 $12.5209 Disposed 679121 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-02-05 Stock Option (Right to Buy) $3.50 M 20000 Disposed 2015-12-30 Common Stock (20000) Indirect
2013-02-06 Stock Option (Right to Buy) $3.50 M 20000 Disposed 2015-12-30 Common Stock (20000) Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 7009561 Direct
Common Stock 15000 Indirect
Common Stock 6100 Indirect
Common Stock 6100 Indirect
Common Stock 6100 Indirect
Common Stock 6100 Indirect
Common Stock 6100 Indirect

Footnotes

F1: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by spouse of the reporting person on November 30, 2012.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.31 to $12.74, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.34 to $12.66, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.

F4: The stock option is fully vested.