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Super Micro Computer, Inc. — Director's Dealing 2012
Jun 4, 2012
17831_dirs_2012-06-04_21b7c363-7214-4e14-a378-0258a9313010.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Super Micro Computer, Inc. (SMCI)
CIK: 0001375365
Period of Report: 2012-05-31
Reporting Person: Hideshima Howard (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-05-31 | Common Stock | M | 4110 | $5.53 | Acquired | 4110 | Direct |
| 2012-05-31 | Common Stock | S | 4110 | $15.7433 | Disposed | 0 | Direct |
| 2012-05-31 | Common Stock | M | 4889 | $5.53 | Acquired | 4889 | Direct |
| 2012-05-31 | Common Stock | S | 4889 | $15.7433 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-05-31 | Stock | |||||||
| Option | ||||||||
| (right to buy) | $5.53 | M | 4110 | Disposed | 2019-04-29 | Common | ||
| Stock (4110) | Direct | |||||||
| 2012-05-31 | Stock | |||||||
| Option | ||||||||
| (right to buy) | $5.53 | M | 4889 | Disposed | 2019-04-29 | Common Stock (4889) | Direct |
Footnotes
F1: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2012.
F2: The vesting commencement date is April 29, 2009. The option is exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date and 1/16th at the end of each successive calendar
quarter thereafter.
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