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Super Micro Computer, Inc. — Director's Dealing 2011
Dec 2, 2011
17831_dirs_2011-12-02_470cbc74-cb5f-4a7f-add9-626787f7280e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Super Micro Computer, Inc. (SMCI)
CIK: 0001375365
Period of Report: 2011-11-30
Reporting Person: Hideshima Howard (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-11-30 | Common Stock | M | 10000 | $5.53 | Acquired | 10000 | Direct |
| 2011-11-30 | Common Stock | S | 10000 | $13.5741 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-11-30 | Stock | |||||||
| Option | ||||||||
| (right to buy) | $5.53 | M | 10000 | Disposed | 2019-04-29 | Common | ||
| Stock (10000) | Direct |
Footnotes
F1: The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 17, 2011.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.46 to $13.81, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this form 4.
F3: The vesting commencement date is April 29, 2009. The option is exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date and 1/16th at the end of each successive calendar
quarter thereafter.