Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Super Micro Computer, Inc. Director's Dealing 2011

Dec 2, 2011

17831_dirs_2011-12-02_b28070a5-d253-475f-a856-493d0e36fbd5.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Super Micro Computer, Inc. (SMCI)
CIK: 0001375365
Period of Report: 2011-11-29

Reporting Person: Liaw Yih-Shyan Wally (Director, Secretary & V P of Intl Sales)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2011-11-29 Common Stock M 200 $2.53 Acquired 200 Direct
2011-11-29 Common Stock S 200 $13.27 Disposed 0 Direct
2011-11-30 Common Stock M 23800 $2.53 Acquired 23800 Direct
2011-11-30 Common Stock S 23800 $13.5789 Disposed 0 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2011-11-29 Stock Option (right to buy) $2.53 M 200 Disposed 2014-03-31 Common Stock (200) Direct
2011-11-30 Stock Option (right to buy) $2.53 M 23800 Disposed 2014-03-31 Common Stock (23800) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 69807 Indirect
Common Stock 3208279 Indirect
Common Stock 4200 Indirect
Common Stock 4200 Indirect

Footnotes

F1: These shares are held in a trust for the benefit of the reporting person's children. The reporting person and his spouse, Shiow-Meei S. Liaw, are the trustees of the trust.

F2: The stock option is fully vested.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.50 to $13.81, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this form 4.