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Super Micro Computer, Inc. — Director's Dealing 2011
Nov 4, 2011
17831_dirs_2011-11-04_a16ed5e6-db71-4c78-9e5d-754598294b33.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Super Micro Computer, Inc. (SMCI)
CIK: 0001375365
Period of Report: 2011-11-03
Reporting Person: CHOU CHENG-HSIEN PHIDIAS (VP Worldwide Sales)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-11-03 | Common Stock | M | 1000 | $3.25 | Acquired | 1000 | Direct |
| 2011-11-03 | Common Stock | S | 1000 | $16.0822 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-11-03 | Stock | |||||||
| Option | ||||||||
| (right to buy) | $3.25 | M | 1000 | Disposed | 2015-09-30 | Common | ||
| Stock (1000) | Direct |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.0821 to $16.10, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this form 4.
F2: The stock option is fully vested and exercisable.