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Sunshine Oilsands Ltd. Share Issue/Capital Change 2020

Jul 3, 2020

50340_rns_2020-07-03_ceb32d26-b63f-4508-8dbe-6398620789d3.pdf

Share Issue/Capital Change

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Monthly Return of Equity Issuer on Movements in Securities

For the month ended

(dd/mm/yyyy) : 30/6/2020

To : Hong Kong Exchanges and Clearing Limited

Name of Issuer Sunshine Oilsands Ltd. Date Submitted 3/7/2020

I. Movements in Authorised Share Capital

1. Ordinary Shares

1. Ordinary Shares 1. Ordinary Shares 1. Ordinary Shares 1. Ordinary Shares
(1) Stock code :
2012
Description :
Class“A” Common Shares
No. of ordinary
shares
Par value
(State
currency)
Authorised share
capital
(State currency)
Balance at close of preceding month
129,554,630
No par
value
CAD$
Unlimited
CAD$
Increase/(decrease)
0

Unlimited
CAD$

Balance at close of the month
129,554,630
No par
value
CAD$
Unlimited
CAD$
Par value
(State
currency)
No par
value
CAD$


No par
value
CAD$
(2) Stock code :
N/A
Description :
No. of ordinary
shares
Balance at close of preceding month
N/A
Increase/(decrease)
N/A
Balance at close of the month
**N/A **		 N/A
Par value
(State
currency)
Authorised share
capital
(State currency)

N/A
N/A

N/A

N/A
**N/A **
Par value
(State
currency)

N/A


**N/A **

2. Preference Shares

Stock code : N/A Description : Class “G” Preferred Shares Class “G” Preferred Shares Class “G” Preferred Shares
No. of Par value Authorised share
preference (State capital
shares currency) (State currency)
No par
value Unlimited
Balance at close of preceding month 0 CAD$ CAD$
Increase/(decrease) 0 N/A
No par
value Unlimited
Balance at close of the month 0 CAD$ CAD$
Stock code : N/A Description : Class “H” Preferred Shares
No. of Par value Authorised share
preference (State capital
shares currency) (State currency)
No par
value Unlimited
Balance at close of preceding month 0 CAD$ CAD$
Increase/(decrease) 0 N/A
No par
value Unlimited
Balance at close of the month 0 CAD$ CAD$

3. Other Classes of Shares

Stock code :
N/A
Description :
No. of other
classes of
shares
Balance at close of preceding month
N/A
Increase/(decrease)
N/A
Balance at close of the month
N/A		 N/A N/A
Par value
(State
currency)

N/A


N/A		 Authorised share
capital
(State currency)

N/A
N/A


N/A

Total authorised share capital at the end of the month (State currency) :

Unlimited CAD$

II. Movements in Issued Share Capital

Balance at close of
preceding month
Increase/ (decrease)
during the month
Balance at close of
the month		 No. of ordinary shares
No of preference
shares
Class “G” and “H”
preferred shares
No. of other
classes of shares
(1)
(2)		 No. of ordinary shares
No of preference
shares
Class “G” and “H”
preferred shares
No. of other
classes of shares
(1)
(2)		 No. of ordinary shares
No of preference
shares
Class “G” and “H”
preferred shares
No. of other
classes of shares
(1)
(2)		 No. of ordinary shares
No of preference
shares
Class “G” and “H”
preferred shares
No. of other
classes of shares
(1)
(2)
129,554,630
0
**129,554,630 **		 N/A

N/A
N/A
0

0

0
N/A

N/A

N/A

III. Details of Movements in Issued Share Capital

Share Options (under Share Option Schemes of the Issuer) Share Options (under Share Option Schemes of the Issuer) Share Options (under Share Option Schemes of the Issuer) Share Options (under Share Option Schemes of the Issuer) Share Options (under Share Option Schemes of the Issuer) Share Options (under Share Option Schemes of the Issuer)
Particulars of
share option
scheme
including EGM
approval date
(dd/mm/yyyy) and
class of shares
issuable		 Movement during the month No. of new
shares of issuer
issued during the
month pursuant
thereto
No. of new shares of
issuer which may be
issued pursuant
thereto as at close of
the month
Granted Exercised Cancelled Lapsed
1. Pre-IPO
Share Option
Scheme

(09/09/2010)
Class “A”
commonshares
0
0
0
0
(Note 1)
2.Post-PIO
Share Option
Scheme
(26/01/2012)

Class “A”
common shares
0
0
67,131
0
(Note 1)
3.N/A

(/ /)
shares
N/A
N/A
N/A
N/A
(Note 1)
Total A. (Ordinary shares)
(Preference shares)
(Other class)
Total funds raised during the month from exercise
of options (State currency)
N/A		 **0 ** 0
0

N/A

Nil

N/A

**N/A **		 0
0 9,059,241

**N/A **		 N/A

Warrants to Issue Shares of the Issuer which are to be Listed

Description of warrants
(Date of expiry-dd/mm/yyyy)		 Description of warrants
(Date of expiry-dd/mm/yyyy)		 Description of warrants
(Date of expiry-dd/mm/yyyy)		 Currency
of nominal
value
Nominal value
at close of
preceding
month		 Currency
of nominal
value
Nominal value
at close of
preceding
month
Exercised
during the
month
Nominal value
at close of the
month
Exercised
during the
month
Nominal value
at close of the
month

No. of new
shares of
issuer
issued
during the
month
pursuant
thereto
No. of new
shares of
issuer which
may be
issued
pursuant
thereto as at
close of the
month

No. of new
shares of
issuer
issued
during the
month
pursuant
thereto
No. of new
shares of
issuer which
may be
issued
pursuant
thereto as at
close of the
month











1.N/A N/A
N/A		 **N/A **

N/A


N/A


N/A


N/A
Nil
N/A
N/A

N/A
( / / )
Stock code (if listed)
Class of shares
issuable_(Note 1)_
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)
2. N/A
N/A
N/A
N/A
(/ / ) N/A
N/A
N/A		 **N/A **
( / / )
Stock code (if listed)
Class of shares
issuable_(Note 1)_
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)
3. N/A

N/A
N/A
N/A
( / / ) N/A
N/A
N/A		 **N/A **
( / / )
Stock code (if listed)
Class of shares
issuable_(Note 1)_
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)
4. N/A
N/A
N/A
N/A
( / / ) N/A
N/A
N/A		 **N/A **
( / / )
Stock code (if listed)
Class of shares
issuable_(Note 1)_
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)
N/A
N/A
(/ / ) N/A

Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed)

Class and description Class and description Class and description Currency of
amount
outstanding

Amount at
close of
preceding
month		 Converted
during the
month		 Amount at
close of the
month		 Amount at
close of the
month		 No. of new
shares of
issuer
issued
during the
month
pursuant
thereto
No. of new
shares of
issuer which
may be
issued
pursuant
thereto as at
close of the
month		 No. of new
shares of
issuer
issued
during the
month
pursuant
thereto
No. of new
shares of
issuer which
may be
issued
pursuant
thereto as at
close of the
month















1.Class“G” preferred shares



N/A
0
0
0
Stock code (if listed)
N/A
Class of shares
issuable_(Note 1)
N/A
Subscription price
N/A
EGM approval date
(if applicable)
(dd/mm/yyyy))
( / / )N/A
2.Class“H” preferred shares



N/A
0
0
0
Stock code (if listed)
N/A
Class of shares
issuable(Note 1)
N/A
Subscription price
N/A
EGM approval date
(if applicable)
(dd/mm/yyyy)
( / / ) N/A
3. Convertible Bonds in
Principal amount of
USD 10,450,000

USD
10,450,000
0
10,450,000
Stock code (if listed)
N/A
Class of shares
issuable(Note 1)
Class A Common
Voting Shares
Subscription price
HK$4.09 per Share
EGM approval date
(if applicable)
(dd/mm/yyyy)
( / / )N/A
4.Convertible Bonds in
Principal amount of
HKD 72,000,000

HKD
0
0
72,000,000
Stock code (if listed)
N/A
Class of shares
issuable(Note 1)_
Class A Common
Voting Shares
Subscription price
HK$0.632 per Share
EGM approval date
(if applicable)
(dd/mm/yyyy)
( 25 / 05 / 2020 )
Total C. (Ordinary shares)
(Preference shares)
(Other class)		 N/A
N/A		 0 0 0


0



0




0




0
Nil
N/A
N/A


0
0 0 0
N/A
N/A
(
N/A
N/A
Stock code (if listed)
Class of shares
issuable_(Note 1)_
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)
3. Convertible Bonds in
0
10,450,000


19,979,685
N/A
N/A
(

USD
N/A
Principal amount of
USD 10,450,000
Stock code (if listed)
Class of shares
issuable_(Note 1)_
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)
4.Convertible Bonds in		 0
72,000,000


113,924,051
Principal amount of
HKD 72,000,000
Stock code (if listed)
Class of shares
issuable_(Note 1)_
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)

Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes)

Full particulars including EGM approval date (dd/mm/yyyy),
if applicable, and class of shares issuable:		 Full particulars including EGM approval date (dd/mm/yyyy),
if applicable, and class of shares issuable:		 No. of new shares
of issuer issued
during the month
pursuant thereto
No. of new shares of
issuer which may be
issued pursuant
thereto as at close of
the month		 No. of new shares
of issuer issued
during the month
pursuant thereto
No. of new shares of
issuer which may be
issued pursuant
thereto as at close of
the month
1.
2.
3.		 N/A
N/A
N/A
N/A
N/A
N/A		 N/A
( / / )
shares_(Note 1)_
N/A
( / / )
shares_(Note 1)_
N/A
( / / )
shares_(Note 1)_
Total D. (Ordinary shares)
(Preference shares)
(Other class)

Other Movements in Issued Share Capital

Type of Issue No. of new
shares of
issuer issued
during the
month
pursuant
thereto
No. of new
shares of
issuer
which may
be issued
pursuant
thereto as
at close of
the month		 No. of new
shares of
issuer issued
during the
month
pursuant
thereto
No. of new
shares of
issuer
which may
be issued
pursuant
thereto as
at close of
the month		 No. of new
shares of
issuer issued
during the
month
pursuant
thereto
No. of new
shares of
issuer
which may
be issued
pursuant
thereto as
at close of
the month

1. Rights issue
At price :
State
currency		 Class
of
shares
issuable_(Note 1)
Issue and allotment
date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
_
( / / )
( / / )
 N/A N/A
2. Open offer
At price :
State
currency		 Class
of
shares
issuable_(Note 1)
Issue and allotment
date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
_
( / / )
( / / )
 N/A N/A
3. Placing
At price :
State
currency		 Class
of
shares
issuable_(Note 1)
Issue and allotment
date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
_
( / / )
( / / )
 N/A N/A
4. Bonus issue Class
of
shares
issuable_(Note 1)
Issue and allotment
date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
_
( / / )
( / / )
 N/A N/A
5. Scrip dividend
At price :
State
currency		 Class
of
shares
issuable_(Note 1)
Issue and allotment
date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
_
( / / )
( / / )
 N/A N/A
6. Repurchase of
shares		 Class
of
shares
repurchased_(Note 1)
Cancellation date :
(dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
_
( / / )
( / / )
 N/A N/A
7. Redemption of
shares		 Class
of
shares
redeemed_(Note 1)
Redemption date :
(dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
_
( / / )
( / / )
 N/A N/A
8. Consideration
issue
At price :
State
currency
Class
of
shares
issuable_(Note 1)
Issue and allotment
date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
_
( / / )
( / / )
 N/A N/A

Class of shares _ issuable (Note 1) 9. Capital Issue and allotment ( / / ) reorganisation date : (dd/mm/yyyy) ( / / ) EGM approval date: (dd/mm/yyyy) N/A N/A Class of shares Ordinary 10. Other issuable (Note 1) At price : (Please specify) State Issue and allotment currency ( / / ) date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy) ( / / ) N/A N/A Total E. (Ordinary shares) N/A (Preference shares) N/A (Other class) N/A N/A Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1) N/A (2) N/A Total increase / (decrease) in preference shares during the month (i.e. Total of A to E): Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E): [N/A] (These figures should be the same as the relevant figures under II above (“Movements in Issued Share Capital”).)_

Remarks (if any):

As at 1 June 2020, our Post- IPO Share Option Scheme had 9,126,372 stock options outstanding. During the month of June 2020, nil stock options were granted, exercised or lapsed, 67,131 options were cancelled. As at 30 June May 2020, our Post IPO Share Option Scheme had 9,059,241 stock options outstanding.

Submitted by: _ Kwok Ping Sun____ Title: __ Executive Chairman _______ (Director, Secretary or other duly authorised officer)

Notes :

1. State the class of shares (e.g. ordinary, preference or other). 2. If there is insufficient space, please append the prescribed continuation sheet.

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