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Sunshine Oilsands Ltd. Share Issue/Capital Change 2018

Nov 5, 2018

50340_rns_2018-11-05_19f02b2b-8098-4fe5-819e-d49d498240d9.pdf

Share Issue/Capital Change

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For Main Board and GEM listed issuers

==> picture [140 x 68] intentionally omitted <==

Monthly Return of Equity Issuer on Movements in Securities

For the month ended (dd/mm/yyyy) : 31/10/2018

To : Hong Kong Exchanges and Clearing Limited

Name of Issuer Sunshine Oilsands Ltd. Date Submitted 05/11/2018

I. Movements in Authorised Share Capital

1. Ordinary Shares

1. Ordinary Shares 1. Ordinary Shares 1. Ordinary Shares 1. Ordinary Shares 1. Ordinary Shares
(1) Stock code :
2012
Description :
Class“A”
No. of ordinary
shares
Balance at close of preceding month
6,013,596,172
Increase/(decrease)
--
Balance at close of the month
6,013,596,172		 Class“A” Common Shares
Par value
(State
currency)
Authorised share
capital
(State currency)
No par
value
CAD$ Unlimited
CAD$ No par
value
CAD$ Unlimited
CAD$ No par
value
CAD$ Unlimited
CAD$
Par value
(State
currency)
No par
value
CAD$ No par
value
CAD$ No par
value
CAD$
(2) Stock code :
N/A
Description :
N/A
No. of ordinary
shares
Balance at close of preceding month
N/A

Increase/(decrease)
N/A

Balance at close of the month
N/A
 N/A Authorised share
capital
(State currency)
N/A
N/A
N/A
Par value
(State
currency)
N/A

N/A

N/A

For Main Board and GEM listed issuers

2. Preference Shares

2. Preference Shares 2. Preference Shares
Stock code :
N/A
Description :
Class“G”
No. of preference
shares
Balance at close of preceding month
0
Increase/(decrease)
0
Balance at close of the month
0		 Class“G” Preferred Shares
Par value
(State
currency)
Authorised share
capital
(State currency)
No par
value
CAD$ Unlimited
CAD$ No par
value
CAD$ N/A
No par
value
CAD$ Unlimited
CAD$ Preferred Shares
Par value
(State
currency)
Authorised share
capital
(State currency)
No par
value
CAD$ Unlimited
CAD$ No par
value
CAD$ N/A
No par
value
CAD$ Unlimited
CAD$
Par value
(State
currency)
No par
value
CAD$ No par
value
CAD$ No par
value
CAD$
Stock code :
N/A
Description :
Class“H”
No. of preference
shares
Balance at close of preceding month
0
Increase/(decrease)
0
Balance at close of the month
0		 Class“H”
Par value
(State
currency)
No par
value
CAD$ No par
value
CAD$ No par
value
CAD$
N/A
Unlimited
CAD$
3. Other Classes of Shares
Stock code :
N/A
Description :
N/A
No. of other
classes of shares
Balance at close of preceding month
N/A

Increase/(decrease)
N/A

Balance at close of the month
N/A
 N/A Authorised share
capital
(State currency)
N/A
N/A
N/A
Par value
(State
currency)
N/A

N/A

N/A

Total authorised share capital at the end of the month (State currency) :

Unlimited CAD$

For Main Board and GEM listed issuers

II. Movements in Issued Share Capital

Balance at close of
preceding month
Increase/ (decrease)
during the month
Balance at close of the
month		 No. of ordinary shares
(1) Class “A”
commonshares
(2)		 No. of ordinary shares
(1) Class “A”
commonshares
(2)		 No. of preferred
shares
Class “G” and
“H” preferred
shares
No. of other classes
ofshares		 No. of preferred
shares
Class “G” and
“H” preferred
shares
No. of other classes
ofshares
6,013,596,172
--
6,013,596,172
N/A

N/A
N/A
0

0

0
N/A

N/A

N/A

III. Details of Movements in Issued Share Capital

Share Options (under Share Option Schemes of the Issuer)

Particulars of No. of new No. of new shares of share option shares of issuer issuer which May be scheme issued during the issued pursuant thereto as including month pursuant at close of the month EGM approval thereto date Movement during the month (dd/mm/yyyy) and class of Cancelled/ shares issuable Granted Exercised Forfeited Lapsed/Expired 1.Pre-IPO Share Option Scheme (09/09/2010) Class “A” common 0 0 0 0 0 0 shares

  1. Post-IPO Share Option Scheme

(26/01/2012) Class “A” common 0 0 3,729,525 0 0 501,216,831 shares (Note A)

For Main Board and GEM listed issuers

  1. N/A[( / ] / ) shares N/A N/A N/A N/A N/A N/A Total A. (Ordinary shares) Nil (Preferred shares) N/A (Other class) N/A Total funds raised during the month from exercise of options (State currency) N/A

Warrants to Issue Shares of the Issuer which are to be Listed

Description of warrants
(Date of expiry -
dd/mm/yyyy)		 Currency
of
nominal
value		 Nominal
value at
close of
preceding
month		 Exercised/(Expired)
during the month
Nominal
value at
close of the
month
No. of new
shares of
issuer
issued
during the
month
pursuant
thereto
No. of new shares
of issuer which
May be issued
pursuant thereto as
at close of the
month
No. of new
shares of
issuer
issued
during the
month
pursuant
thereto
No. of new shares
of issuer which
May be issued
pursuant thereto as
at close of the
month
1. N/A


( / / )
Stock code (if
listed)
Class of shares
issuable_(Note 1)
Subscription
price
EGM approval
date
(if applicable)
(dd/mm/yyyy)
2. N/A


( / / )
Stock code (if
listed)
Class of shares
issuable(Note 1)_
Subscription
price
EGM approval
date
(if applicable)
(dd/mm/yyyy)
3. N/A


( / / )
Stock code (if
listed)		 N/A
N/A

N/A		 N/A

N/A

N/A
 N/A

N/A

N/A
 N/A

N/A

N/A
 N/A
N/A
N/A
N/A
( / / )N/A
N/A
N/A

N/A
N/A
N/A
N/A
( / / )N/A
N/A
N/A

N/A

For Main Board and GEM listed issuers

Description of warrants
(Date of expiry -
dd/mm/yyyy)		 Currency
of
nominal
value
Nominal
value at
close of
preceding
month		 Currency
of
nominal
value
Nominal
value at
close of
preceding
month		 Exercised/(Expired)
during the month
Nominal
value at
close of the
month
No. of new
shares of
issuer
issued
during the
month
pursuant
thereto
No. of new shares
of issuer which
May be issued
pursuant thereto as
at close of the
month
No. of new
shares of
issuer
issued
during the
month
pursuant
thereto
No. of new shares
of issuer which
May be issued
pursuant thereto as
at close of the
month
Class of shares
issuable_(Note 1)_
Subscription
price
EGM approval
date
(if applicable)
(dd/mm/yyyy)
4. N/A


( / / )
Stock code (if
listed)		 N/A N/A
 N/A N/A
N/A
( / / )N/A
N/A
N/A

N/A
Class of shares
issuable_(Note 1)_
Subscription
price
EGM approval
date
(if applicable)
(dd/mm/yyyy)		 N/A
N/A
( / / )N/A

Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed)

Class and description Class and description Currency
of amount
outstanding
Amount at
close of
preceding
month		 Currency
of amount
outstanding
Amount at
close of
preceding
month		 Currency
of amount
outstanding
Amount at
close of
preceding
month		 Converted/
Forfeited
during the
month		 Amount at
close of the
month
No. of new
shares of
issuer
issued
during the
month
pursuant
thereto
No. of new shares of
issuer which May be
issued pursuant
thereto as at close of
the month
No. of new
shares of
issuer
issued
during the
month
pursuant
thereto
No. of new shares of
issuer which May be
issued pursuant
thereto as at close of
the month


1. Class “G” preferred
shares
N/A

N/A		 0
 0
 0

0

0
Stock code (if
listed)
Class of shares
issuable_(Note 1)_
Subscription price
EGM approval
date
(if applicable)
(dd/mm/yyyy))
N/A
N/A
(

For Main Board and GEM listed issuers

Class and description Currency
of amount
outstanding
Amount at
close of
preceding
month		 Currency
of amount
outstanding
Amount at
close of
preceding
month		 Currency
of amount
outstanding
Amount at
close of
preceding
month		 Converted/
Forfeited
during the
month		 Amount at
close of the
month		 Amount at
close of the
month
No. of new
shares of
issuer
issued
during the
month
pursuant
thereto
No. of new shares of
issuer which May be
issued pursuant
thereto as at close of
the month
No. of new
shares of
issuer
issued
during the
month
pursuant
thereto
No. of new shares of
issuer which May be
issued pursuant
thereto as at close of
the month
2. Class “H” preferred
shares


N/A
0
0
0
0

Stock code (if
listed)
N/A
Class of shares
issuable_(Note 1)
N/A
Subscription price
N/A
EGM approval
date
(if applicable)
(dd/mm/yyyy)
( / / )N/A
3. Convertible Bonds in

Principal amount

HK$11,000,000.00

(Note C)
HKD
11,000,000
Nil
11,000,000
Nil
Stock code (if
listed)
N/A
Class of shares
issuable(Note 1)
Class A
common voting
Subscription price
HK$0.21 per Share
(subject to adjustment)
EGM approval
date
(if applicable)
(dd/mm/yyyy)
( / / )N/A
4.






N/A 0
0
0
0

Stock code (if
listed)
N/A
Class of shares
issuable(Note 1)_
N/A
Subscription price
N/A
EGM approval
date
(if applicable)
(dd/mm/yyyy)
( / / )N/A
Total C. (Ordinary shares)N/A
(Preferred shares)N/A
(Other class)N/A		 N/A

N/A		 0
 0
 0
 0

 0
N/A
N/A
(
HKD
N/A
11,000,000		 Nil
11,000,000

52,380,952
0
 0


0
co
Class and description Currency
of amount
outstanding
Amount at
close of
preceding
month		 Currency
of amount
outstanding
Amount at
close of
preceding
month		 Currency
of amount
outstanding
Amount at
close of
preceding
month		 Converted/
Forfeited
during the
month		 Amount at
close of the
month		 Amount at
close of the
month
No. of new
shares of
issuer
issued
during the
month
pursuant
thereto
No. of new shares of
issuer which May be
issued pursuant
thereto as at close of
the month
No. of new
shares of
issuer
issued
during the
month
pursuant
thereto
No. of new shares of
issuer which May be
issued pursuant
thereto as at close of
the month
2. Class “H” preferred
shares


N/A
0
0
0
0

Stock code (if
listed)
N/A
Class of shares
issuable_(Note 1)
N/A
Subscription price
N/A
EGM approval
date
(if applicable)
(dd/mm/yyyy)
( / / )N/A
3. Convertible Bonds in

Principal amount

HK$11,000,000.00

(Note C)
HKD
11,000,000
Nil
11,000,000
Nil
Stock code (if
listed)
N/A
Class of shares
issuable(Note 1)
Class A
common voting
Subscription price
HK$0.21 per Share
(subject to adjustment)
EGM approval
date
(if applicable)
(dd/mm/yyyy)
( / / )N/A
4.






N/A 0
0
0
0

Stock code (if
listed)
N/A
Class of shares
issuable(Note 1)_
N/A
Subscription price
N/A
EGM approval
date
(if applicable)
(dd/mm/yyyy)
( / / )N/A
Total C. (Ordinary shares)N/A
(Preferred shares)N/A
(Other class)N/A		 N/A

N/A		 0
 0
 0
 0

 0
N/A
N/A
(
HKD
N/A
11,000,000		 Nil
11,000,000

52,380,952
0
 0


0
co

For Main Board and GEM listed issuers

Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes)

Options (other than under Share Option Schemes) Options (other than under Share Option Schemes)
Full particulars including EGM approval date (dd/mm/yyyy),
if applicable, and class of shares issuable:		 No. of new shares
of issuer issued
during the month
pursuant thereto
No. of new shares of issuer
which May be issued
pursuant thereto as at close of
the month

1.
2.
3.		 N/A
N/A
N/A		 N/A
shares_(Note )_
N/A
shares_(Note)_ N/A
( / / )
shares_(Note )_
Total D.(Ordinaryshares) N/A
N/A
N/A
(Other class)(Preferred shares)
(Other class)
Other Movements in Issued Share Capital
No. of new shares No. of new
of issuer issued shares of issuer
during the month which May be
pursuant thereto issued pursuant
thereto as at
close of the
Type of Issue month
Other Movements in Issued Share Capital Other Movements in Issued Share Capital Other Movements in Issued Share Capital Other Movements in Issued Share Capital Other Movements in Issued Share Capital
Type of Issue
No. of new shares
of issuer issued
during the month
pursuant thereto		 No. of new
shares of issuer
which May be
issued pursuant
thereto as at
close of the
month

1. Rights issue
At
price :
State
currency
Class of shares issuable
(Note 1)
Issue and allotment
date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
__
( / / )
( / / )


 N/A N/A
2. Open offer
At
price :
State
currency
Class of shares issuable
(Note 1)
Issue and allotment
date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
__
( / / )
( / / )


 N/A N/A
3. Private
Placing

At
price :
State
currency

Class
of
shares
issuable_(Note 1)
Issue and allotment
date : (dd/mm/yyyy)
AGM approval date:
(dd/mm/yyyy)_
( / / )
( / / )

 N/A N/A

For Main Board and GEM listed issuers

4. Scrip dividendAt
price :
State
currency
Class
of
shares
issuable_(Note 1)
Issue and allotment
date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
_
( / /
( / /
)
)
 N/A
 N/A
5. Repurchase
of shares
Class of shares
Class “A” common
repurchased_(Note 1)_
Cancellation dates :
(dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)		 N/A
 N/A
6. Redemption
of shares
Class
of
shares
redeemed (Note 1)
Redemption date :
(dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
__
( / /
( / /
)
)
 N/A
 N/A
7. Consideration
issue
At
price :
State
currency
Class
of
shares
issuable_(Note 1)
Issue and allotment
date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
_
( / /
( / /
)
)
 N/A
 N/A
8. Capital
reorganisation
Class
of
shares
issuable_(Note 1)
Issue and allotment
date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
_
( / /
( / /
)
)
 N/A
 N/A
9. Other
(Please
specify)
At
price :
State
currency
Class
of
shares
issuable_(Note 1)_
Issue and allotment
date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
___
( / /
( / /
)
)
 N/A
 N/A
Total E. (Ordinary shares)
(Preferred shares)
(Other class)		 N/A
N/A
N/A

For Main Board and GEM listed issuers

Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E):
(1)		 N/A
(2) N/A
Total increase / (decrease) in preferred shares during the month (i.e. Total of A to E): N/A
Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E): N/A
_(These figures should be the same as the relevant figures under IIabove (“Movements in Issued _ Share Capital”).)

Remarks (if any):

Note A: As at 1 October 2018, our Post-IPO Share Option Scheme had 504,946,356 stock options outstanding. During the month of October 2018, Nil stock options were granted, Nil options were exercised, 3,729,525 stock options were forfeited and Nil stock options expired. As at 31 October 2018, our Post-IPO Share Option Scheme had 501,216,831 stock options outstanding, of which 185,617,107 stock options were vested (Nil stock options were vested in the month of October 2018) and available for exercise into Class “A” common shares on a 1 for 1 basis.

Per the Company’s announcement dated July 5, 2018, among the 315,000,000 options granted in July 2018, of which 300,000,000 options were granted conditionally and was approved on the SGM held on October 31, 2018.

Note B: Per the Company’s announcement dated September 28, 2018, as supplemented by the announcements dated October 2 and October 3, 2018 respectively, the Company and the placing agent entered into placing agreement to place convertible bonds in principal amount of up to HK$11,000,000.00 at conversion price of HKD 0.21 per each convertible bond on best effort basis. The said placing was completed on October 5, 2018.

Submitted by: _ Kwok Ping Sun ______

Title: __ Executive Chairman____ (Director, Secretary or other duly authorised officer)

Notes :

1. State the class of shares (e.g. ordinary, preference or other).

2. If there is insufficient space, please append the prescribed continuation sheet.

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