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Sunshine Oilsands Ltd. Capital/Financing Update 2019

Aug 6, 2019

50340_rns_2019-08-06_60014745-f663-4dc5-a57c-2f0d689dbdec.pdf

Capital/Financing Update

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==> picture [104 x 57] intentionally omitted <==

Monthly Return of Equity Issuer on Movements in Securities

For the month ended

(dd/mm/yyyy) : 31/7/2019

To : Hong Kong Exchanges and Clearing Limited

Name of Issuer Sunshine Oilsands Ltd. Date Submitted 6/8/2019

  • I. Movements in Authorised Share Capital

1. Ordinary Shares

1. Ordinary Shares 1. Ordinary Shares 1. Ordinary Shares 1. Ordinary Shares
(1) Stock code :
2012
Description :
Class“A” Common Shares
No. of ordinary
shares
Par value
(State
currency)
Authorised share
capital
(State currency)
Balance at close of preceding month
6,135,846,624
No par
value
CAD$
Unlimited
CAD$
Increase/(decrease)
21,779,902

Unlimited
CAD$

Balance at close of the month
6,157,626,526
No par
value
CAD$
Unlimited
CAD$
Par value
(State
currency)
No par
value
CAD$

No par
value
CAD$
(2) Stock code :
N/A
Description :
No. of ordinary
shares
Balance at close of preceding month
N/A
Increase/(decrease)
N/A
Balance at close of the month
**N/A **		 N/A
Par value
(State
currency)
Authorised share
capital
(State currency)

N/A
N/A

N/A

N/A
**N/A **
Par value
(State
currency)

N/A


**N/A **

2. Preference Shares

Stock code : N/A Description : Class “G” Preferred Shares Class “G” Preferred Shares Class “G” Preferred Shares
No. of Par value Authorised share
preference (State capital
shares currency) (State currency)
No par
value Unlimited
Balance at close of preceding month 0 CAD$ CAD$
Increase/(decrease) 0 N/A
No par
value Unlimited
Balance at close of the month 0 CAD$ CAD$
Stock code : N/A Description : Class “H” Preferred Shares
No. of Par value Authorised share
preference (State capital
shares currency) (State currency)
No par
value Unlimited
Balance at close of preceding month 0 CAD$ CAD$
Increase/(decrease) 0 N/A
No par
value Unlimited
Balance at close of the month 0 CAD$ CAD$

3. Other Classes of Shares

Stock code :
N/A
Description :
No. of other
classes of
shares
Balance at close of preceding month
N/A
Increase/(decrease)
N/A
Balance at close of the month
N/A		 N/A N/A
Par value
(State
currency)

N/A


N/A		 Authorised share
capital
(State currency)

N/A
N/A


N/A

Total authorised share capital at the end of the month (State currency) :

Unlimited CAD$

II. Movements in Issued Share Capital

Balance at close of
preceding month
Increase/ (decrease)
during the month
Balance at close of
the month		 No. of ordinary shares
No of preference
shares
Class “G” and “H”
preferred shares
No. of other
classes of shares
(1)
(2)		 No. of ordinary shares
No of preference
shares
Class “G” and “H”
preferred shares
No. of other
classes of shares
(1)
(2)		 No. of ordinary shares
No of preference
shares
Class “G” and “H”
preferred shares
No. of other
classes of shares
(1)
(2)		 No. of ordinary shares
No of preference
shares
Class “G” and “H”
preferred shares
No. of other
classes of shares
(1)
(2)
6,135,846,624
21,779,902
6,157,626,526
N/A

N/A

N/A
0

0

0
N/A

N/A

N/A

III. Details of Movements in Issued Share Capital

Share Options (under Share Option Schemes of the Issuer) Share Options (under Share Option Schemes of the Issuer) Share Options (under Share Option Schemes of the Issuer) Share Options (under Share Option Schemes of the Issuer) Share Options (under Share Option Schemes of the Issuer) Share Options (under Share Option Schemes of the Issuer)
Particulars of
share option
scheme
including EGM
approval date
(dd/mm/yyyy) and
class of shares
issuable		 Movement during the month No. of new shares of
issuer issued during
the month pursuant
thereto
No. of new shares of
issuer which may be
issued pursuant
thereto as at close of
the month
Granted Exercised Cancelled Lapsed
1. Pre-IPO
Share Option
Scheme

(09/09/2010)
Class “A”
commonshares
0
0
0
0
(Note 1)
2.Post-PIO
Share Option
Scheme

(26/01/2012)
Class “A”
common shares
0
0
1,327,390
0
(Note A)
3.N/A

(/ /)
shares
N/A
N/A
N/A
N/A
(Note 1)
Total A. (Ordinary shares)
(Preference shares)
(Other class)
Total funds raised during the month from exercise
of options (State currency)
N/A		 **0 ** 0
0

N/A

Nil

N/A

**N/A **		 0
0 459,293,446

**N/A **		 N/A

Warrants to Issue Shares of the Issuer which are to be Listed

Description of warrants
(Date of expiry-dd/mm/yyyy)		 Description of warrants
(Date of expiry-dd/mm/yyyy)		 Description of warrants
(Date of expiry-dd/mm/yyyy)		 Currency
of nominal
value
Nominal value
at close of
preceding
month		 Currency
of nominal
value
Nominal value
at close of
preceding
month
Exercised
during the
month
Nominal value
at close of the
month
Exercised
during the
month
Nominal value
at close of the
month

No. of new
shares of
issuer
issued
during the
month
pursuant
thereto
No. of new
shares of
issuer which
may be
issued
pursuant
thereto as at
close of the
month

No. of new
shares of
issuer
issued
during the
month
pursuant
thereto
No. of new
shares of
issuer which
may be
issued
pursuant
thereto as at
close of the
month











1.N/A N/A
N/A		 **N/A **

N/A


N/A


N/A


N/A
Nil
N/A
N/A

N/A
( / / )
Stock code (if listed)
Class of shares
issuable_(Note 1)_
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)
2. N/A
N/A
N/A
N/A
(/ / ) N/A
N/A
N/A		 **N/A **
( / / )
Stock code (if listed)
Class of shares
issuable_(Note 1)_
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)
3. N/A

N/A
N/A
N/A
( / / ) N/A
N/A
N/A		 **N/A **
( / / )
Stock code (if listed)
Class of shares
issuable_(Note 1)_
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)
4. N/A
N/A
N/A
N/A
( / / ) N/A
N/A
N/A		 **N/A **
( / / )
Stock code (if listed)
Class of shares
issuable_(Note 1)_
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)
N/A
N/A
(/ / ) N/A

Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed)

Class and description Class and description Class and description Currency of
amount
outstanding

Amount at
close of
preceding
month		 Converted
during the
month		 Amount at
close of the
month		 Amount at
close of the
month		 No. of new
shares of
issuer
issued
during the
month
pursuant
thereto
No. of new
shares of
issuer which
may be
issued
pursuant
thereto as at
close of the
month		 No. of new
shares of
issuer
issued
during the
month
pursuant
thereto
No. of new
shares of
issuer which
may be
issued
pursuant
thereto as at
close of the
month















1.Class“G” preferred shares



N/A
0
0
0
Stock code (if listed)
N/A
Class of shares
issuable_(Note 1)
N/A
Subscription price
N/A
EGM approval date
(if applicable)
(dd/mm/yyyy))
( / / )N/A
2.Class“H” preferred shares



N/A
0
0
0
Stock code (if listed)
N/A
Class of shares
issuable(Note 1)
N/A
Subscription price
N/A
EGM approval date
(if applicable)
(dd/mm/yyyy)
( / / ) N/A
3. Convertible Bonds in
Principal amount of
USD 10,450,000

USD
10,450,000
0
10,450,000
Stock code (if listed)
N/A
Class of shares
issuable(Note 1)
Class A Common
Voting Shares
Subscription price
HK$0.0822 per Share
EGM approval date
(if applicable)
(dd/mm/yyyy)
( / / )N/A
4.



N/A
0
0
0
Stock code (if listed)
N/A
Class of shares
issuable(Note 1)_
N/A
Subscription price
N/A
EGM approval date
(if applicable)
(dd/mm/yyyy)
( / / ) N/A
Total C. (Ordinary shares)
(Preference shares)
(Other class)		 N/A
N/A		 0 0 0


0



0




0



0
Nil
N/A
N/A


0
0 0 0
N/A
N/A
(
N/A
N/A
Stock code (if listed)
Class of shares
issuable_(Note 1)_
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)
3. Convertible Bonds in
0
10,450,000


990,347,263
N/A
N/A
(

USD
N/A
Principal amount of
USD 10,450,000
Stock code (if listed)
Class of shares
issuable_(Note 1)_
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)
4.		 0 0


0
(

N/A
N/A
Stock code (if listed)
Class of shares
issuable_(Note 1)_
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)
N/A
N/A
(

Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes)


Options (other than under Share Option Schemes)
Options (other than under Share Option Schemes)
Full particulars including EGM approval date (dd/mm/yyyy),
if applicable, and class of shares issuable:		 No. of new shares
of issuer issued
during the month
pursuant thereto
No. of new shares of
issuer which may be
issued pursuant
thereto as at close of
the month

1.
2.
3.		 N/A
N/A
N/A
N/A
N/A
N/A		 N/A
( / / )
shares_(Note 1)_
N/A
( / / )
shares_(Note 1)_
N/A
( / / )
shares_(Note 1)_
Total D. (Ordinary shares)

(Preference shares)
(Other class)

Other Movements in Issued Share Capital

Type of Issue No. of new
shares of
issuer
issued
during the
month
pursuant
thereto
No. of new
shares of
issuer which
may be
issued
pursuant
thereto as at
close of the
month		 No. of new
shares of
issuer
issued
during the
month
pursuant
thereto
No. of new
shares of
issuer which
may be
issued
pursuant
thereto as at
close of the
month		 No. of new
shares of
issuer
issued
during the
month
pursuant
thereto
No. of new
shares of
issuer which
may be
issued
pursuant
thereto as at
close of the
month

1. Rights issue
At price :
State
currency		 Class
of
shares
issuable_(Note 1)
Issue and allotment
date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
_
( / / )
( / / )
 N/A N/A
2. Open offer
At price :
State
currency		 Class
of
shares
issuable_(Note 1)
Issue and allotment
date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
_
( / / )
( / / )
 N/A N/A
3. Placing
At price :
State
currency		 Class
of
shares
issuable_(Note 1)
Issue and allotment
date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
_
( / / )
( / / )
 N/A N/A
4. Bonus issue Class
of
shares
issuable_(Note 1)
Issue and allotment
date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
_
( / / )
( / / )
 N/A N/A
Type of Issue No. of new
shares of
issuer
issued
during the
month
pursuant
thereto
No. of new
shares of
issuer which
may be
issued
pursuant
thereto as at
close of the
month		 No. of new
shares of
issuer
issued
during the
month
pursuant
thereto
No. of new
shares of
issuer which
may be
issued
pursuant
thereto as at
close of the
month		 No. of new
shares of
issuer
issued
during the
month
pursuant
thereto
No. of new
shares of
issuer which
may be
issued
pursuant
thereto as at
close of the
month

5. Scrip dividend
At price :
State
currency		 Class
of
shares
issuable_(Note 1)
Issue and allotment
date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
_
( / / )
( / / )
 N/A N/A
6. Repurchase of
shares		 Class
of
shares
repurchased_(Note 1)
Cancellation date :
(dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
_
( / / )
( / / )
 N/A N/A
7. Redemption of
shares		 Class
of
shares
redeemed_(Note 1)
Redemption date :
(dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
_
( / / )
( / / )
 N/A N/A
8. Consideration
issue
At price :
State
currency
Class
of
shares
issuable_(Note 1)
Issue and allotment
date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
_
( / / )
( / / )
 N/A N/A
Type of Issue No. of new
shares of
issuer
issued
during the
month
pursuant
thereto
No. of new
shares of
issuer which
may be
issued
pursuant
thereto as at
close of the
month		 No. of new
shares of
issuer
issued
during the
month
pursuant
thereto
No. of new
shares of
issuer which
may be
issued
pursuant
thereto as at
close of the
month		 No. of new
shares of
issuer
issued
during the
month
pursuant
thereto
No. of new
shares of
issuer which
may be
issued
pursuant
thereto as at
close of the
month		 No. of new
shares of
issuer
issued
during the
month
pursuant
thereto
No. of new
shares of
issuer which
may be
issued
pursuant
thereto as at
close of the
month

9. Capital
reorganisation		 Class
of
shares
issuable_(Note 1)
Issue and allotment
date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
_
( / / )
( / / )
 N/A N/A
10. Other
(Please specify)At price :
State
currency		 Class
of
shares
issuable_(Note 1)
Issue and allotment
date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
_
( / / )
( / / )
 N/A N/A
Total E. (Ordinary
shares)
(Preference shares)
(Other class)		 Nil
N/A
N/A

Nil Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1) N/A (2) N/A Total increase / (decrease) in preference shares during the month (i.e. Total of A to E): Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to N/A E): (These figures should be the same as the relevant figures under II above (“Movements in Issued Share Capital”).)

Remarks (if any):

- Note A: As at 1 July 2019, our Post IPO Share Option Scheme had 460,620,836 stock options outstanding. During the month of July 2019, Nil stock options were granted, Nil options were

- exercised, 1,327,390 stock options were forfeited and Nil stock options expired. As at 31 July 2019, our Post IPO Share Option Scheme had 459,293,446 stock options outstanding

Note B: On June 25, 2019, the Company completed the issuance of 21,779,902 Shares to Connected Directors per the announcements dated 15 May 2019 and 24 June 2019, and the circular dated 4 June 2019 issued by the Company.

Submitted by: _ Kwok Ping Sun____ Title: __ Executive Chairman _______ (Director, Secretary or other duly authorised officer)

Notes :

1. State the class of shares (e.g. ordinary, preference or other).

2. If there is insufficient space, please append the prescribed continuation sheet.

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