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Sunshine Oilsands Ltd. Capital/Financing Update 2018

Sep 7, 2018

50340_rns_2018-09-07_cd77ad0c-143e-4986-ac41-76098fea6e6f.pdf

Capital/Financing Update

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For Main Board and GEM listed issuers

==> picture [140 x 67] intentionally omitted <==

Monthly Return of Equity Issuer on Movements in Securities

For the month ended (dd/mm/yyyy) : 31/08/2018

To : Hong Kong Exchanges and Clearing Limited

Name of Issuer Sunshine Oilsands Ltd. Date Submitted 07/09/2018

  • I. Movements in Authorised Share Capital

1. Ordinary Shares

1. Ordinary Shares 1. Ordinary Shares 1. Ordinary Shares 1. Ordinary Shares 1. Ordinary Shares
(1) Stock code :
2012
Description :
Class“A”
No. of ordinary
shares
Balance at close of preceding month
5,993,480,672
Increase/(decrease)
--
Balance at close of the month
5,993,480,672		 Class“A” CommonShares
Par value
(State
currency)
Authorised share
capital
(State currency)
No par
value
CAD$ Unlimited
CAD$ No par
value
CAD$ Unlimited
CAD$ No par
value
CAD$ Unlimited
CAD$
Par value
(State
currency)
No par
value
CAD$ No par
value
CAD$ No par
value
CAD$
(2) Stock code :
N/A
Description :
N/A
No. of ordinary
shares
Balance at close of preceding month
N/A

Increase/(decrease)
N/A

Balance at close of the month
N/A
 N/A Authorised share
capital
(State currency)
N/A
N/A
N/A
Par value
(State
currency)
N/A

N/A

N/A

For Main Board and GEM listed issuers

2. Preference Shares

2. Preference Shares 2. Preference Shares
Stock code :
N/A
Description :
Class“G”
No. of preference
shares
Balance at close of preceding month
0
Increase/(decrease)
0
Balance at close of the month
0		 Class“G” Preferred Shares
Par value
(State
currency)
Authorised share
capital
(State currency)
No par
value
CAD$ Unlimited
CAD$ No par
value
CAD$ N/A
No par
value
CAD$ Unlimited
CAD$ Preferred Shares
Par value
(State
currency)
Authorised share
capital
(State currency)
No par
value
CAD$ Unlimited
CAD$ No par
value
CAD$ N/A
No par
value
CAD$ Unlimited
CAD$
Par value
(State
currency)
No par
value
CAD$ No par
value
CAD$ No par
value
CAD$
Stock code :
N/A
Description :
Class “H”
No. of preference
shares
Balance at close of preceding month
0
Increase/(decrease)
0
Balance at close of the month
0		 Class “H”
Par value
(State
currency)
No par
value
CAD$ No par
value
CAD$ No par
value
CAD$
N/A
Unlimited
CAD$

3. Other Classes of Shares

Stock code :
N/A
Description :
N/A
No. of other
classes of shares
Balance at close of preceding month
N/A

Increase/(decrease)
N/A

Balance at close of the month
N/A
 N/A
Par value
(State
currency)
N/A

N/A

N/A
 Authorised share
capital
(State currency)
N/A
N/A
N/A

Total authorised share capital at the end of the month (State currency) :

Unlimited CAD$

For Main Board and GEM listed issuers

II. Movements in Issued Share Capital

Balance at close of
preceding month
Increase/ (decrease)
during the month
Balance at close of the
month		 No. of ordinary shares
(1) Class “A”
common shares
(2)		 No. of ordinary shares
(1) Class “A”
common shares
(2)		 No. of preferred
shares
Class “G” and
“H” preferred
shares
No. of other classes
of shares		 No. of preferred
shares
Class “G” and
“H” preferred
shares
No. of other classes
of shares
5,993,480,672
--
5,993,480,672		 N/A
N/A
N/A
0

0

0
N/A

N/A

N/A

III. Details of Movements in Issued Share Capital

Share Options (under Share Option Schemes of the Issuer)

Particulars of No. of new No. of new shares of share option shares of issuer issuer which May be scheme issued during the issued pursuant thereto as including month pursuant at close of the month EGM approval thereto date Movement during the month (dd/mm/yyyy) and class of Cancelled/ shares issuable Granted Exercised Forfeited Lapsed/Expired 1.Pre-IPO Share Option Scheme (09/09/2010) Class “A” common 0 0 0 0 0 0 shares

  1. Post-IPO Share Option Scheme

(26/01/2012) Class “A” common 0 0 0 0 0 504,946,356 shares (Note A)

For Main Board and GEM listed issuers

  1. N/A

[( / ] / ) shares N/A N/A N/A N/A N/A N/A Total A. (Ordinary shares) Nil (Preferred shares) N/A (Other class) N/A Total funds raised during the month from exercise of options (State currency) N/A

Warrants to Issue Shares of the Issuer which are to be Listed

Description of warrants
(Date of expiry -
dd/mm/yyyy)		 Currency
of
nominal
value		 Nominal
value at
close of
preceding
month		 Exercised/(Expired)
duringthe month
Nominal
value at
close of the
month
Nominal
value at
close of the
month
No. of new
shares of
issuer
issued
during the
month
pursuant
thereto
No. of new shares
of issuer which
May be issued
pursuant thereto as
at close of the
month
No. of new
shares of
issuer
issued
during the
month
pursuant
thereto
No. of new shares
of issuer which
May be issued
pursuant thereto as
at close of the
month
1. N/A
( / / )
Stock code (if
listed)
Class of shares
issuable_(Note 1)
Subscription
price
EGM approval
date
(if applicable)
(dd/mm/yyyy)
2. N/A
( / / )
Stock code (if
listed)
Class of shares
issuable(Note 1)_
Subscription
price
EGM approval
date
(if applicable)
(dd/mm/yyyy)
3. N/A
( / / )
Stock code (if
listed)		 N/A
N/A

N/A		 N/A

N/A

N/A
 N/A

N/A

N/A

N/A
 N/A
N/A N/A
N/A
N/A
(/ / )N/A
N/A
N/A

N/A
N/A N/A
N/A
N/A
(/ / )N/A
N/A
N/A

N/A

For Main Board and GEM listed issuers

Description of warrants
(Date of expiry -
dd/mm/yyyy)		 Currency
of
nominal
value
Nominal
value at
close of
preceding
month		 Currency
of
nominal
value
Nominal
value at
close of
preceding
month		 Exercised/(Expired)
duringthe month
Nominal
value at
close of the
month
No. of new
shares of
issuer
issued
during the
month
pursuant
thereto
No. of new shares
of issuer which
May be issued
pursuant thereto as
at close of the
month
No. of new
shares of
issuer
issued
during the
month
pursuant
thereto
No. of new shares
of issuer which
May be issued
pursuant thereto as
at close of the
month
Class of shares
issuable_(Note 1)_
Subscription
price
EGM approval
date
(if applicable)
(dd/mm/yyyy)
4. N/A
( / / )
Stock code (if
listed)		 N/A N/A
 N/A
N/A
(/ / )N/A
N/A
N/A

N/A
Class of shares
issuable_(Note 1)_
Subscription
price
EGM approval
date
(if applicable)
(dd/mm/yyyy)		 N/A
N/A
(/ /)N/A

Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed)

Class and description Class and description Currency
of amount
outstanding
Amount at
close of
preceding
month		 Currency
of amount
outstanding
Amount at
close of
preceding
month		 Currency
of amount
outstanding
Amount at
close of
preceding
month		 Converted/
Forfeited
during the
month		 Amount at
close of the
month
No. of new
shares of
issuer
issued
during the
month
pursuant
thereto
No. of new shares of
issuer which May be
issued pursuant
thereto as at close of
the month
No. of new
shares of
issuer
issued
during the
month
pursuant
thereto
No. of new shares of
issuer which May be
issued pursuant
thereto as at close of
the month
1. Class “G” preferred
shares
N/A

N/A		 0
 0
 0

0

0
Stock code (if
listed)
Class of shares
issuable_(Note 1)_
Subscription price
EGM approval
date
(if applicable)
(dd/mm/yyyy))
N/A
N/A
(

For Main Board and GEM listed issuers

Class and description Class and description Currency
of amount
outstanding
Amount at
close of
preceding
month		 Currency
of amount
outstanding
Amount at
close of
preceding
month		 Currency
of amount
outstanding
Amount at
close of
preceding
month		 Converted/
Forfeited
during the
month		 Amount at
close of the
month
No. of new
shares of
issuer
issued
during the
month
pursuant
thereto
No. of new shares of
issuer which May be
issued pursuant
thereto as at close of
the month
No. of new
shares of
issuer
issued
during the
month
pursuant
thereto
No. of new shares of
issuer which May be
issued pursuant
thereto as at close of
the month


2. Class “H” preferred
shares
N/A

N/A		 0
 0
 0

0

0
Stock code (if
listed)
Class of shares
issuable_(Note 1)_
Subscription price
EGM approval
date
(if applicable)
(dd/mm/yyyy)
3. Convertible Bonds
N/A
N/A
(
Principal amount HKD
N/A

Stock code (if
listed)
Class of shares
issuable_(Note 1)_
Subscription price
EGM approval
date
(if applicable)
(dd/mm/yyyy)
4. N/A		 N/A
 N/A


N/A
(
N/A

N/A
Stock code (if
listed)
Class of shares
issuable_(Note 1)_
Subscription price
EGM approval
date
(if applicable)
(dd/mm/yyyy)
N/A
N/A
(

Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes)


Options (other than under Share Option Schemes)
Options (other than under Share Option Schemes)
Full particulars including EGM approval date (dd/mm/yyyy),
if applicable, and class of shares issuable:		 No. of new shares
of issuer issued
during the month
pursuant thereto
No. of new shares of issuer
which May be issued
pursuant thereto as at close of
the month
1.
For Main Board and GEM listed issuers For Main Board and GEM listed issuers
2.
3.		 shares_(Note )_ N/A
N/A
N/A		 N/A
N/A
shares_(Note)_ N/A
( / / )
shares_(Note )_
Total D. (Ordinaryshares) N/A
N/A
N/A
(Other class)(Preferred shares)
(Other class)

Other Movements in Issued Share Capital

Other Movements in Issued Share Capital
Type of Issue No. of new shares
of issuer issued
during the month
pursuant thereto		 No. of new shares
of issuer which
May be issued
pursuant thereto
as at close of the
month
1. Rights issue
At
price :
State
currency
Class
of
shares
issuable_(Note 1)
Issue and allotment
date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
_
( / / )
( / / )
N/A
 N/A
2. Open offer
At
price :
State
currency
Class
of
shares
issuable_(Note 1)
Issue and allotment
date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
_
( / / )
( / / )
N/A
 N/A
3. Private
Placing

At
price :
State
currency :

Class
of
shares
issuable
Issue and allotment
date : (dd/mm/yyyy)
AGM approval date:
(dd/mm/yyyy)
( / / )
( / / )

 N/A
 N/A
4. Scrip dividendAt
price :
State
currency
Class
of
shares
issuable_(Note 1)
Issue and allotment
date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
_
( / / )
( / / )		 N/A
 N/A

For Main Board and GEM listed issuers

For Main Board and GEM listed For Main Board and GEM listed For Main Board and GEM listed issuers
Type of Issue
No. of new shares
of issuer issued
during the month
pursuant thereto		 No. of new shares
of issuer which
May be issued
pursuant thereto
as at close of the
month
5. Repurchase
of shares
Class of shares
Class “A” common
repurchased
(Note
D)
Cancellation dates :
(dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
 N/A
 N/A
6. Redemption
of shares
Class
of
shares
redeemed (Note 1)
Redemption date :
(dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
__
( / / )
( / / )
 N/A
 N/A
7. Consideration
issue
At
price :
State
currency
Class
of
shares
issuable_(Note 1)
Issue and allotment
date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
_
( / / )
( / / )
 N/A
 N/A
8. Capital
reorganisation
Class
of
shares
issuable_(Note 1)
Issue and allotment
date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
_
( / / )
( / / )
 N/A
 N/A
9. Other
(Please
specify)
At
price :
State
currency
Class
of
shares
issuable_(Note 1)_
Issue and allotment
date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
___
( / / )
( / / )
 N/A
 N/A
Total E. (Ordinary
shares)N/A
(Preferred shares)N/A
(Other class)N/A
N/A
N/A

For Main Board and GEM listed issuers

Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1) N/A
(2) N/A
Total increase / (decrease) in preferred shares during the month (i.e. Total of A to E): N/A
Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E): N/A
(Thesefigures should be the same as the relevantfigures under II above(“Movements in Issued Share Capital”).)

Remarks (if any):

Note A: As at 1 August 2018, our Post-IPO Share Option Scheme had 504,946,356 stock options outstanding. During the month of August 2018, Nil stock options were granted, Nil options were exercised, Nil stock options were forfeited and Nil stock options expired. As at 31 August 2018, our Post-IPO Share Option Scheme had 504,946,356 stock options outstanding, of which 143,085,284 stock options were vested (6,214,320 stock options were vested in the month of August 2018) and available for exercise into Class “A” common shares on a 1 for 1 basis.

Per the Company’s announcement dated July 5, 2018, among the 315,000,000 options granted in July 2018, of which 300,000,000 options were granted conditionally and is subject to the shareholder approval at the next general meeting of the Company.

Submitted by: _ Kwok Ping Sun ______

Title: __ Executive Chairman____ (Director, Secretary or other duly authorised officer)

Notes :

1. State the class of shares (e.g. ordinary, preference or other).

2. If there is insufficient space, please append the prescribed continuation sheet.

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