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Sunshine Oilsands Ltd. Capital/Financing Update 2017

Apr 5, 2017

50340_rns_2017-04-05_651db1e3-c50d-4b8a-b502-44b3639799f6.pdf

Capital/Financing Update

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For Main Board and GEM listed issuers

==> picture [140 x 67] intentionally omitted <==

Monthly Return of Equity Issuer on Movements in Securities

For the month ended (dd/mm/yyyy) : 31/03/2017

To : Hong Kong Exchanges and Clearing Limited

Name of Issuer Sunshine Oilsands Ltd. Date Submitted 05/04/2017

I. Movements in Authorised Share Capital

1. Ordinary Shares

1. Ordinary Shares 1. Ordinary Shares 1. Ordinary Shares 1. Ordinary Shares 1. Ordinary Shares
(1) Stock code :
2012
Description :
Class“A”
No. of ordinary
shares
Balance at close of preceding month
5,062,601,358
Increase/(decrease)
287,350,000
Balance at close of the month
5,349,951,358		 Class“A” CommonShares
Par value
(State
currency)
Authorised share
capital
(State currency)
No par
value
CAD$ Unlimited
CAD$ No par
value
CAD$ Unlimited
CAD$ No par
value
CAD$ Unlimited
CAD$
Par value
(State
currency)
No par
value
CAD$ No par
value
CAD$ No par
value
CAD$
(2) Stock code :
N/A
Description :
N/A
No. of ordinary
shares
Balance at close of preceding month
N/A

Increase/(decrease)
N/A

Balance at close of the month
N/A
 N/A Authorised share
capital
(State currency)
N/A
N/A
N/A
Par value
(State
currency)
N/A

N/A

N/A

For Main Board and GEM listed issuers

2. Preference Shares

2. Preference Shares 2. Preference Shares
Stock code :
N/A
Description :
Class“G”
No. of preference
shares
Balance at close of preceding month
0
Increase/(decrease)
0
Balance at close of the month
0		 Class“G” Preferred Shares
Par value
(State
currency)
Authorised share
capital
(State currency)
No par
value
CAD$ Unlimited
CAD$ No par
value
CAD$ N/A
No par
value
CAD$ Unlimited
CAD$ Preferred Shares
Par value
(State
currency)
Authorised share
capital
(State currency)
No par
value
CAD$ Unlimited
CAD$ No par
value
CAD$ N/A
No par
value
CAD$ Unlimited
CAD$
Par value
(State
currency)
No par
value
CAD$ No par
value
CAD$ No par
value
CAD$
Stock code :
N/A
Description :
Class “H”
No. of preference
shares
Balance at close of preceding month
0
Increase/(decrease)
0
Balance at close of the month
0		 Class “H”
Par value
(State
currency)
No par
value
CAD$ No par
value
CAD$ No par
value
CAD$
N/A
Unlimited
CAD$

3. Other Classes of Shares

Stock code :
N/A
Description :
N/A
No. of other
classes of shares
Balance at close of preceding month
N/A

Increase/(decrease)
N/A

Balance at close of the month
N/A
 N/A
Par value
(State
currency)
N/A

N/A

N/A
 Authorised share
capital
(State currency)
N/A
N/A
N/A

Total authorised share capital at the end of the month (State currency) :

Unlimited CAD$

For Main Board and GEM listed issuers

II. Movements in Issued Share Capital

Balance at close of
preceding month
Increase/ (decrease)
during the month
Balance at close of the
month		 No. of ordinary shares
(1) Class “A”
common shares
(2)		 No. of ordinary shares
(1) Class “A”
common shares
(2)		 No. of preferred
shares
Class “G” and
“H” preferred
shares
No. of other classes
of shares		 No. of preferred
shares
Class “G” and
“H” preferred
shares
No. of other classes
of shares
5,062,601,358
287,350,000
5,349,951,358		 N/A
N/A
N/A
0

0

0
N/A

N/A

N/A

III. Details of Movements in Issued Share Capital

Share Options (under Share Option Schemes of the Issuer)

Share Options(under Share Option Schemes of the Issuer) Share Options(under Share Option Schemes of the Issuer) Share Options(under Share Option Schemes of the Issuer) Share Options(under Share Option Schemes of the Issuer) Share Options(under Share Option Schemes of the Issuer) Share Options(under Share Option Schemes of the Issuer)
Particulars of
share option
scheme
including
EGM approval
date
(dd/mm/yyyy)
and class of
shares issuable
Movement duringthe month
No. of new
shares of issuer
issued during the
month pursuant
thereto
Granted
Exercised
Cancelled/
Forfeited
Lapsed/Expired
No. of new shares of
issuer which May be
issued pursuant thereto as
at close of the month

Cancelled/
Forfeited
1.Pre-IPO
Share
Option
Scheme
0

0
 0
 0

2,859,433
 0
0









0
(09/09/2010)
Class “A”
common
shares
(Note A)
2. Post-IPO
Share
Option
Scheme		 0













249,624,292
(Remarks: See Note A)

(26/01/2012)
Class “A”
common
shares
(Note B)
3. N/A





For Main Board and GEM listed issuers

For Main Board and GEM listed issuers For Main Board and GEM listed issuers For Main Board and GEM listed issuers

( /
/)

shares N/A
N/A
N/A
N/A
N/A
N/A

Total A. (Ordinary shares)N/A

(Preferred shares)N/A

(Other class)N/A

Total funds raised during the month from
exercise of options (State currency)
N/A

N/A
N/A
Total A. (Ordinary shares)
(Preferred shares)
(Other class)
N/A
N/A

N/A

N/A

Warrants to Issue Shares of the Issuer which are to be Listed

Description of warrants
(Date of expiry -
dd/mm/yyyy)		 Currency
of
nominal
value		 Nominal
value at
close of
preceding
month		 Exercised/(Expired)
duringthe month		 Nominal
value at
close of the
month
No. of new
shares of
issuer
issued
during the
month
pursuant
thereto
No. of new shares
of issuer which
May be issued
pursuant thereto as
at close of the
month
No. of new
shares of
issuer
issued
during the
month
pursuant
thereto
No. of new shares
of issuer which
May be issued
pursuant thereto as
at close of the
month
1. Warrants
(09/12/2015 to
28/02/2016 )
Stock code (if
listed)
Class of shares
issuable_(Note C)
Subscription
price
EGM approval
date
(if applicable)
(dd/mm/yyyy)
2. N/A
( / / )
Stock code (if
listed)
Class of shares
issuable(Note 1)
Subscription
price
EGM approval
date
(if applicable)
(dd/mm/yyyy)
3. N/A
( / / )
Stock code (if
listed)
Class of shares
issuable(Note 1)_
Subscription
price		 HKD
N/A

N/A		 N/A


N/A

N/A
 N/A

N/A

N/A
 0

N/A

N/A
 0
N/A
Class “A” Common Shares
HKD 1.88
(/ / )N/A
N/A
N/A

N/A
N/A
N/A
N/A
(/ / )N/A
N/A
N/A

N/A
N/A
N/A

For Main Board and GEM listed issuers

==> picture [485 x 391] intentionally omitted <==

----- Start of picture text -----

No. of new
shares of
issuer No. of new shares
issued of issuer which
Nominal during the May be issued
Currency value at Nominal month pursuant thereto as
Description of warrants of close of value at pursuant at close of the
(Date of expiry - nominal preceding Exercised/(Expired) close of the thereto month
dd/mm/yyyy) value month during the month month
EGM approval
date
(if applicable)
(dd/mm/yyyy) ( / / )N/A
4. N/A
N/A N/A N/A N/A N/A N/A
( / / )
Stock code (if
listed) N/A
Class of shares
issuable (Note 1) N/A
Subscription
price N/A
EGM approval
date
(if applicable)
(dd/mm/yyyy) ( / / )N/A
Total B. (Ordinary shares) N/A
(Preferred shares) N/A
(Other class) N/A
----- End of picture text -----

Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed)

Class and description Class and description Currency
of amount
outstanding
Amount at
close of
preceding
month		 Currency
of amount
outstanding
Amount at
close of
preceding
month		 Currency
of amount
outstanding
Amount at
close of
preceding
month		 Converted/
Forfeited
during the
month
Amount at
close of the
month
No. of new
shares of
issuer
issued
during the
month
pursuant
thereto

 No. of new shares of
issuer which May be
issued pursuant
thereto as at close of
the month
1. Class “G” preferred
shares
N/A

N/A		 0
 0
 0

0



0

0
Stock code (if
listed)
Class of shares
issuable_(Note 1)_
Subscription price
EGM approval
date
(if applicable)
(dd/mm/yyyy))
2. Class “H” preferred
shares		 0
 0

0
N/A
N/A
(

N/A

For Main Board and GEM listed issuers

Class and description Class and description Currency
of amount
outstanding
Amount at
close of
preceding
month		 Currency
of amount
outstanding
Amount at
close of
preceding
month		 Currency
of amount
outstanding
Amount at
close of
preceding
month		 Converted/
Forfeited
during the
month		 Amount at
close of the
month
No. of new
shares of
issuer
issued
during the
month
pursuant
thereto
No. of new shares of
issuer which May be
issued pursuant
thereto as at close of
the month
No. of new
shares of
issuer
issued
during the
month
pursuant
thereto
No. of new shares of
issuer which May be
issued pursuant
thereto as at close of
the month

Stock code (if
listed)
Class of shares
issuable_(Note 1)_
Subscription price
EGM approval
date
(if applicable)
(dd/mm/yyyy)
3. N/A		 N/A
N/A
N/A
/ /)N/A
(
N/A

N/A		 N/A
 N/A
 N/A

N/A
Stock code (if
listed)
Class of shares
issuable_(Note 1)_
Subscription price
EGM approval
date
(if applicable)
(dd/mm/yyyy)
4. N/A		 N/A
 N/A


N/A
N/A
N/A
(
N/A

N/A
Stock code (if
listed)
Class of shares
issuable_(Note 1)_
Subscription price
EGM approval
date
(if applicable)
(dd/mm/yyyy)
N/A
N/A
(

Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes)


Options (other than under Share Option Schemes)
Options (other than under Share Option Schemes)
Full particulars including EGM approval date (dd/mm/yyyy),
if applicable, and class of shares issuable:		 No. of new shares
of issuer issued
during the month
pursuant thereto
No. of new shares of issuer
which May be issued
pursuant thereto as at close of
the month
1.
2.		 0
N/A		 N/A
shares_(Note )_
shares_(Note)_ N/A

For Main Board and GEM listed issuers

3. N/A N/A
( / / )
shares_(Note )_
Total D. (Ordinaryshares) 0
N/A
N/A
(Other class)(Preferred shares)
(Other class)

Other Movements in Issued Share Capital

Other Movements in IssuedShareCapital
Type of
Issue		 No. of new shares of
issuer issued during
the month pursuant
thereto		 No. of new shares
of issuer which
May be issued
pursuant thereto
as at close of the
month
1. Rights
issue
At
price :
State
currency
Class
of
shares
issuable_(Note 1)
Issue and allotment
date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
_
( / / )
( / / )
N/A
 N/A
2. Open
offer
At
price :
State
currency
Class
of
shares
issuable_(Note 1)
Issue and allotment
date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
_
( / / )
( / / )
N/A
 N/A
3. Private
Placing
At
price :
0.283
State
currency
HKD
Class
of
shares
issuable
Issue and allotment
date : (dd/mm/yyyy)
SGM approval date:
(dd/mm/yyyy)
(Note D )
__
(03/24/2017)
(06/30/ 2016 )
247,350,000
 247,350,000
4. Private
Placing
At
price :
0.29
State
currency
HKD
Class
of
shares
issuable
Issue and allotment
date : (dd/mm/yyyy)
AGM approval
date:
(dd/mm/yyyy)
(Note E )
__
(03/28/2017)
(06/30/ 2016 )		 40,000,000
 40,000,000
For Main Board and GEM listed For Main Board and GEM listed For Main Board and GEM listed issuers
Type of
Issue		 No. of new shares of
issuer issued during
the month pursuant
thereto		 No. of new shares
of issuer which
May be issued
pursuant thereto
as at close of the
month
5. Private
Placing
At
price :
State
currency		 Class
of
shares
issuable
Issue and allotment
date : (dd/mm/yyyy)
SGM approval date:
(dd/mm/yyyy)
(Note F )
__
( / / )
( / / )		 N/A
 N/A
6. Scrip
dividend
At
price :
State
curren
cy		 Class
of
shares
issuable_(Note 1)
Issue and allotment
date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
_
( / / )
( / / )		 N/A
 N/A
7. Repurcha
se of
shares		 Class of shares
Class “A” common
repurchased
(Note
D)
Cancellation dates :
(dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)		 N/A
 N/A
8. Redempti
on of
shares		 Class
of
shares
redeemed (Note 1)
Redemption date :
(dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
__
( / / )
( / / )		 N/A
 N/A

For Main Board and GEM listed issuers

Type of
Issue		 No. of new shares of
issuer issued during
the month pursuant
thereto		 No. of new shares of
issuer issued during
the month pursuant
thereto		 No. of new shares of
issuer issued during
the month pursuant
thereto		 No. of new shares
of issuer which
May be issued
pursuant thereto
as at close of the
month
9. Considera
tion issue
At
price :
State
curren
cy		 Class
of
shares
issuable_(Note 1)
Issue and allotment
date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
_
( / / )
( / / )		 N/A N/A
10. Capital
reorganisa
tion		 Class
of
shares
issuable_(Note 1)
Issue and allotment
date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
_
( / / )
( / / )		 N/A N/A
11. Other
(Please
specify)
At
price :
State
curren
cy		 Class
of
shares
issuable_(Note 1)_
Issue and allotment
date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
___
( / / )
( / / )		 N/A N/A
Total E. (Ordinary shares)
(Preferred shares)
(Other class)		 N/A
N/A
N/A
Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E):
(1)
287,350,000
(2)
N/A
Total increase / (decrease) in preferred shares during the month (i.e. Total of A to E):
N/A
Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E):
N/A
(Thesefigures should be the same as the relevantfigures under II above(“Movements in Issued Share Capital”).)
287,350,000
N/A
N/A
N/A

For Main Board and GEM listed issuers

Remarks (if any):

Note A: As at 1 March 2017, our Post-IPO Share Option Scheme had 252,483,725 stock options outstanding. During the month of March 2017, Nil stock options were granted, Nil options were exercised, 2,859,433 stock options were forfeited and Nil stock options expired. As at 31 March 2017, our Post-IPO Share Option Scheme had 249,624,292 stock options outstanding, of which 119,122,147 stock options were vested (Nil stock options were vested in the month of March 2017) and available for exercise into Class “A” common shares on a 1 for 1 basis.

Note B: Private placement of 247,350,000 shares issued at HKD 0.283 closed on March 24, 2017. This issuance was under the General Mandate approved at the Annual General Meeting held on June 30, 2016.

Note C: Private placement of 40,000,000 shares issued at HKD 0.29 closed on March 28, 2017. This issuance was under the General Mandate approved at the Annual General Meeting held on June 30, 2016.

Submitted by: _Qiping Men_______

Title: __President and Chief Operating Officer____ (Director, Secretary or other duly authorised officer)

Notes :

1. State the class of shares (e.g. ordinary, preference or other).

2. If there is insufficient space, please append the prescribed continuation sheet.

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