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Sunrun Inc. Director's Dealing 2021

Jan 8, 2021

31155_dirs_2021-01-08_71169e82-ca59-417b-9cd8-f1d24f8b7913.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Sunrun Inc. (RUN)
CIK: 0001469367
Period of Report: 2021-01-06

Reporting Person: Dawson Christopher (Chief Operating Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-12-22 Common Stock G 3279 Disposed 211393 Direct
2021-01-06 Common Stock M 50000 $6.06 Acquired 261393 Direct
2021-01-06 Common Stock M 10000 $14.57 Acquired 271393 Direct
2021-01-06 Common Stock S 60000 $85.0027 Disposed 211393 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-01-06 Employee Stock Option (right to buy) $6.06 M 50000 Disposed 2027-12-14 Common Stock (50000.0) Direct
2021-01-06 Employee Stock Option (right to buy) $14.57 M 10000 Disposed 2029-03-13 Common Stock (10000.0) Direct

Footnotes

F1: Shares gifted to a Charitable Donor Advised Fund.

F2: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.

F3: Price represents the weighted average sale price of the shares sold. The sale price ranged from $85.00 to $85.04 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F4: Shares held following the reported transactions include 129,636 Restricted Stock Units, which are subject to forfeiture until they vest.

F5: 25% of the shares subject to the option vested on December 15, 2018, and 1/48 of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.

F6: 25% of the shares subject to the option vested on March 15, 2020, and 1/48 of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.