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Sunrun Inc. — Director's Dealing 2021
Apr 12, 2021
31155_dirs_2021-04-12_233ec9bf-94b8-4430-a4b2-2f579d4df21f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Sunrun Inc. (RUN)
CIK: 0001469367
Period of Report: 2021-04-09
Reporting Person: Dach Leslie A (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-04-09 | Common Stock | M | 25000 | $3.19 | Acquired | 97163 | Direct |
| 2021-04-09 | Common Stock | S | 20056 | $51.9763 | Disposed | 77107 | Direct |
| 2021-04-09 | Common Stock | S | 4944 | $52.7289 | Disposed | 72163 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-04-09 | Employee Stock Option (right to buy) | $3.19 | M | 25000 | Disposed | 2023-07-30 | Common Stock (25000.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 20571 | Indirect |
Footnotes
F1: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.
F2: Price represents the weighted average sale price of the shares sold. The sale price ranged from $51.41 to $52.40 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F3: Price represents the weighted average sale price of the shares sold. The sale price ranged from $52.41 to $52.97 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F4: Shares held following the reported transactions include 2,215 Restricted Stock Units, which are subject to forfeiture until they vest.
F5: Securities held of record by the Dach Dickie Family Trust. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
F6: The shares subject to the option are fully vested and exercisable.