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Sunrun Inc. — Director's Dealing 2021
Jun 30, 2021
31155_dirs_2021-06-30_5bfbfe3b-8cca-46f2-a2a0-966157549b2f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Sunrun Inc. (RUN)
CIK: 0001469367
Period of Report: 2021-06-28
Reporting Person: STEELE JEANNA (General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-28 | Common Stock | M | 3083 | $9.81 | Acquired | 116447 | Direct |
| 2021-06-28 | Common Stock | S | 3083 | $56.96 | Disposed | 113364 | Direct |
| 2021-06-29 | Common Stock | M | 2937 | $13.63 | Acquired | 116301 | Direct |
| 2021-06-29 | Common Stock | S | 2937 | $59.08 | Disposed | 113364 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-06-28 | Employee Stock Option (right to buy) | $9.81 | M | 3083 | Disposed | 2030-03-29 | Common Stock (3083.0) | Direct |
| 2021-06-29 | Employee Stock Option (right to buy) | $13.63 | M | 2937 | Disposed | 2028-06-14 | Common Stock (2937.0) | Direct |
Footnotes
F1: The transactions reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.
F2: Shares held following the reported transactions include 49,156 Restricted Stock Units, which are subject to forfeiture until they vest.
F3: 25% of the shares subject to the option vested on March 17, 2021, and 1/48 of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.
F4: 25% of the shares subject to the option vested on June 15, 2019, and 1/48 of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.