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Sunrun Inc. — Director's Dealing 2020
Jan 17, 2020
31155_dirs_2020-01-17_e64fff84-b216-4640-b118-90647f509226.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Sunrun Inc. (RUN)
CIK: 0001469367
Period of Report: 2020-01-16
Reporting Person: Komin Robert Patrick Jr. (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-01-16 | Common Stock | M | 4609 | $5.08 | Acquired | 207464 | Indirect |
| 2020-01-16 | Common Stock | M | 8541 | $5 | Acquired | 216005 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-01-16 | Employee Stock Option (right to buy) | $5.08 | M | 4609 | Disposed | 2026-02-10 | Common Stock (4609.0) | Direct |
| 2020-01-16 | Employee Stock Option (right to buy) | $5.0 | M | 8541 | Disposed | 2027-03-14 | Common Stock (8541.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 162670 | Direct |
Footnotes
F1: Shares held following the reported transactions include 162,670 Restricted Stock Units, which are subject to forfeiture until they vest.
F2: 25% of the shares subject to the option vested on February 11, 2017, and 1/48 of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.
F3: 25% of the shares subject to the option vested on March 15, 2018, and 1/48 of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.