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Sunrun Inc. — Director's Dealing 2020
Dec 16, 2020
31155_dirs_2020-12-16_7df00972-56d6-4ee1-8849-96b20104f952.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Sunrun Inc. (RUN)
CIK: 0001469367
Period of Report: 2020-12-14
Reporting Person: Dawson Christopher (Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-14 | Common Stock | M | 50000 | $6.06 | Acquired | 281262 | Direct |
| 2020-12-14 | Common Stock | S | 21951 | $57.5188 | Disposed | 259311 | Direct |
| 2020-12-14 | Common Stock | S | 12810 | $58.7654 | Disposed | 246501 | Direct |
| 2020-12-14 | Common Stock | S | 15040 | $59.4354 | Disposed | 231461 | Direct |
| 2020-12-14 | Common Stock | S | 199 | $60.21 | Disposed | 231262 | Direct |
| 2020-12-15 | Common Stock | M | 50000 | $6.06 | Acquired | 281262 | Direct |
| 2020-12-15 | Common Stock | S | 4726 | $58.1974 | Disposed | 276536 | Direct |
| 2020-12-15 | Common Stock | S | 2616 | $59.2253 | Disposed | 273920 | Direct |
| 2020-12-15 | Common Stock | S | 4323 | $60.2181 | Disposed | 269597 | Direct |
| 2020-12-15 | Common Stock | S | 13409 | $61.2233 | Disposed | 256188 | Direct |
| 2020-12-15 | Common Stock | S | 7771 | $62.1081 | Disposed | 248417 | Direct |
| 2020-12-15 | Common Stock | S | 16721 | $63.0844 | Disposed | 231696 | Direct |
| 2020-12-15 | Common Stock | S | 434 | $63.79 | Disposed | 231262 | Direct |
| 2020-12-15 | Common Stock | S | 4400 | $61.248 | Disposed | 226862 | Direct |
| 2020-12-15 | Common Stock | S | 3499 | $62.1277 | Disposed | 223363 | Direct |
| 2020-12-15 | Common Stock | S | 689 | $63.1703 | Disposed | 222674 | Direct |
| 2020-12-16 | Common Stock | M | 50000 | $6.06 | Acquired | 272674 | Direct |
| 2020-12-16 | Common Stock | S | 3265 | $59.2846 | Disposed | 269409 | Direct |
| 2020-12-16 | Common Stock | S | 11038 | $60.4823 | Disposed | 258371 | Direct |
| 2020-12-16 | Common Stock | S | 26068 | $61.6388 | Disposed | 232303 | Direct |
| 2020-12-16 | Common Stock | S | 8999 | $62.0873 | Disposed | 223304 | Direct |
| 2020-12-16 | Common Stock | S | 630 | $62.98 | Disposed | 222877 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-12-14 | Employee Stock Option (right to buy) | $6.06 | M | 50000 | Disposed | 2027-12-14 | Common Stock (50000.0) | Direct |
| 2020-12-15 | Employee Stock Option (right to buy) | $6.06 | M | 50000 | Disposed | 2027-12-14 | Common Stock (50000.0) | Direct |
| 2020-12-16 | Employee Stock Option (right to buy) | $6.06 | M | 50000 | Disposed | 2027-12-14 | Common Stock (50000.0) | Direct |
Footnotes
F1: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.
F2: Price represents the weighted average sale price of the shares sold. The sale price ranged from $57.11 to $58.09 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F3: Price represents the weighted average sale price of the shares sold. The sale price ranged from $58.11 to $59.10 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F4: Price represents the weighted average sale price of the shares sold. The sale price ranged from $59.125 to $60.01 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F5: Price represents the weighted average sale price of the shares sold. The sale price ranged from $57.675 to $58.67 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F6: Price represents the weighted average sale price of the shares sold. The sale price ranged from $58.69 to $59.66 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F7: Price represents the weighted average sale price of the shares sold. The sale price ranged from $59.72 to $60.71 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F8: Price represents the weighted average sale price of the shares sold. The sale price ranged from $60.72 to $61.70 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F9: Price represents the weighted average sale price of the shares sold. The sale price ranged from $61.74 to $62.69 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F10: Price represents the weighted average sale price of the shares sold. The sale price ranged from $62.77 to $63.62 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F11: Shares sold to cover tax obligation from settlement of vested Restricted Stock Units ("RSUs").
F12: Price represents the weighted average sale price of the shares sold. The sale price ranged from $60.76 to $61.67 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F13: Price represents the weighted average sale price of the shares sold. The sale price ranged from $61.77 to $62.75 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F14: Price represents the weighted average sale price of the shares sold. The sale price ranged from $62.89 to $63.57 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F15: Price represents the weighted average sale price of the shares sold. The sale price ranged from $58.84 to $59.80 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F16: Price represents the weighted average sale price of the shares sold. The sale price ranged from $59.86 to $60.85 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F17: Price represents the weighted average sale price of the shares sold. The sale price ranged from $60.935 to $61.93 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F18: Price represents the weighted average sale price of the shares sold. The sale price ranged from $61.94 to $62.41 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F19: Includes 203 shares acquired under the Issuer's employee stock purchase plan.
F20: Shares held following the reported transactions include 129,636 RSUs, which are subject to forfeiture until they vest.