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Sunrun Inc. — Director's Dealing 2020
Dec 29, 2020
31155_dirs_2020-12-29_b3aa90ce-0b30-4be3-906b-f51b06204b40.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Sunrun Inc. (RUN)
CIK: 0001469367
Period of Report: 2020-12-24
Reporting Person: Fenster Edward Harris (Director, Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-24 | Common Stock | M | 3000 | $5.88 | Acquired | 1591131 | Direct |
| 2020-12-24 | Common Stock | M | 7370 | $5.08 | Acquired | 1598501 | Direct |
| 2020-12-28 | Common Stock | M | 50000 | $5 | Acquired | 1648501 | Direct |
| 2020-12-28 | Common Stock | S | 50000 | $71.78 | Disposed | 1598501 | Direct |
| 2020-12-28 | Common Stock | G | 30000 | — | Disposed | 1568501 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-12-24 | Employee Stock Option (right to buy) | $5.88 | M | 3000 | Disposed | 2024-04-10 | Common Stock (3000.0) | Direct |
| 2020-12-24 | Employee Stock Option (right to buy) | $5.08 | M | 7370 | Disposed | 2026-02-10 | Common Stock (7370.0) | Direct |
| 2020-12-28 | Employee Stock Option (right to buy) | $5.0 | M | 50000 | Disposed | 2027-03-14 | Common Stock (50000.0) | Direct |
Footnotes
F1: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.
F2: Shares gifted to a Charitable Donor Advised Fund pursuant to a Rule 10b5-1 trading plan.
F3: Shares held following the reported transactions include 156,542 Restricted Stock Units, which are subject to forfeiture until they vest.
F4: The shares subject to the option are fully vested and exercisable.
F5: 25% of the shares subject to the option vested on March 15, 2018, and 1/48 of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.