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Sunrun Inc. — Director's Dealing 2019
Dec 17, 2019
31155_dirs_2019-12-17_8c6bff2e-8277-41bb-bbba-fb6e46e2ed98.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Sunrun Inc. (RUN)
CIK: 0001469367
Period of Report: 2019-12-13
Reporting Person: Jurich Lynn Michelle (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-12-13 | Common Stock | M | 35128 | $1.95 | Acquired | 2788686 | Direct |
| 2019-12-13 | Common Stock | M | 60082 | $3.19 | Acquired | 2848768 | Direct |
| 2019-12-13 | Common Stock | M | 34012 | $5.88 | Acquired | 2882780 | Direct |
| 2019-12-13 | Common Stock | M | 19685 | $5.08 | Acquired | 2902465 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-12-13 | Employee Stock Option (right to buy) | $1.95 | M | 35128 | Disposed | 2021-06-15 | Common Stock (35128.0) | Direct |
| 2019-12-13 | Employee Stock Option (right to buy) | $3.19 | M | 60082 | Disposed | 2023-04-11 | Common Stock (60082.0) | Direct |
| 2019-12-13 | Employee Stock Option (right to buy) | $5.88 | M | 34012 | Disposed | 2024-04-10 | Common Stock (34012.0) | Direct |
| 2019-12-13 | Employee Stock Option (right to buy) | $5.08 | M | 19685 | Disposed | 2026-02-10 | Common Stock (19685.0) | Direct |
Footnotes
F1: Shares held following the reported transactions include 319,851 Restricted Stock Units, which are subject to forfeiture until they vest.
F2: The shares subject to the option are fully vested and exercisable.
F3: 25% of the shares subject to the option vested on February 11, 2017, and 1/48 of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.
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