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Sunrun Inc. — Director's Dealing 2018
Jan 3, 2018
31155_dirs_2018-01-03_15b257c6-f66b-4be3-9c6e-10a58d15a0d9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Sunrun Inc. (RUN)
CIK: 0001469367
Period of Report: 2018-01-02
Reporting Person: Vassallo Steven (Director, Former 10% owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-01-02 | Common Stock | A | 16891 | $0.00 | Acquired | 30703 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 8841468 | Indirect |
| Common Stock | 59875 | Indirect |
Footnotes
F1: FCM VI is the sole general partner of FC VI, and has sole voting and investment power with respect to the shares held by FC VI. The Reporting Person is a managing member of FCM VI, and may be deemed to share voting and investment power over the shares owned by FC VI. The Reporting Person disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein.
F2: The shares are held by the Vassallo Family Revocable Trust dated 7/15/02 (the "Vassallo Family Trust"). Steve P. Vassallo is a trustee of the Vassallo Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Vassallo Family Trust except to the extent of his proportionate pecuniary interest therein.
F3: The Reporting Person received 16,891 restricted stock units ("RSUs") (equal to $100,000 divided by the closing stock price of $5.92 on January 2, 2018) pursuant to the Issuer's non-employee director compensation policy. The RSUs will fully vest on January 1, 2019, subject to the Reporting Person's continued service as of that date.