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Sunrun Inc. — Director's Dealing 2018
Oct 3, 2018
31155_dirs_2018-10-03_98188dc6-507d-4106-a5cb-d52d6841024a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Sunrun Inc. (RUN)
CIK: 0001469367
Period of Report: 2018-10-02
Reporting Person: Vassallo Steven (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-10-02 | Common Stock | J | 600000 | $0.00 | Disposed | 1741468 | Indirect |
| 2018-10-02 | Common Stock | J | 154500 | $0.00 | Acquired | 154500 | Indirect |
| 2018-10-02 | Common Stock | J | 154500 | $0.00 | Disposed | 0 | Indirect |
| 2018-10-02 | Common Stock | J | 19828 | $0.00 | Acquired | 234316 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 30703 | Direct |
Footnotes
F1: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI, L.P. ("FC VI") effected following the close of the trading market on October 2, 2018 without consideration to its limited partners and its general partner, Foundation Capital Management Co. VI, L.L.C. ("FCM VI"). Transaction pursuant to a 10b5-1 Plan adopted on August 31, 2018.
F2: FCM VI is the sole general partner of FC VI, and has sole voting and investment power with respect to the shares held by FC VI. The Reporting Person is a managing member of FCM VI, and may be deemed to share voting and investment power over the shares owned by FC VI. The Reporting Person disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein.
F3: Represents a change in the form of ownership from indirect to direct by virtue of the receipt of shares in the pro-rata in-kind distribution of Common Stock of the Issuer by FC VI described in footnote 1 above.
F4: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by FCM VI effected following the close of the trading market on October 2, 2018 without consideration to its members.
F5: The shares are held by the Vassallo Family Revocable Trust dated 7/15/02 (the "Vassallo Family Trust"). Steve P. Vassallo is a trustee of the Vassallo Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Vassallo Family Trust except to the extent of his proportionate pecuniary interest therein.