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Sunrun Inc. — Director's Dealing 2017
Mar 17, 2017
31155_dirs_2017-03-17_273255d4-26b3-4cd0-b11a-11dfd9f94f24.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Sunrun Inc. (RUN)
CIK: 0001469367
Period of Report: 2017-03-15
Reporting Person: Winnowski Paul Thaddeus (Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-03-15 | Common Stock | A | 175000 | $0.00 | Acquired | 948195 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-03-15 | Employee Stock Option (right to buy) | $5.00 | A | 410000 | Acquired | 2027-03-14 | Common Stock (410000) | Direct |
Footnotes
F1: Each share is represented by a Restricted Stock Unit ("RSU"). 25% of the RSUs will vest on March 15, 2018, and the remaining RSUs will vest quarterly over the following three years, subject to the Reporting Person's continued service through each vesting date.
F2: Includes 3,732 shares acquired under the RUN employee stock purchase plan during 2016.
F3: 25% of the shares subject to the option will vest on March 15, 2018, and 1/48 of the shares will vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.