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Sunrun Inc. Director's Dealing 2017

Nov 13, 2017

31155_dirs_2017-11-13_5889fb9d-6be8-40de-acce-a4e421853c17.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Sunrun Inc. (RUN)
CIK: 0001469367
Period of Report: 2017-11-09

Reporting Person: Vassallo Steven (Director, Former 10% owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-11-09 Common Stock J 900000 $0.00 Disposed 8841468 Indirect
2017-11-09 Common Stock J 231750 $0.00 Acquired 231750 Indirect
2017-11-09 Common Stock J 231750 $0.00 Disposed 0 Indirect
2017-11-09 Common Stock J 19162 $0.00 Acquired 59875 Indirect

Footnotes

F1: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI, L.P. ("FC VI") effected following the close of the trading market on November 9, 2017 without consideration to its limited partners and its general partner, Foundation Capital Management Co. VI, L.L.C. ("FCM VI"). Transaction pursuant to a 10b5-1 Plan adopted on August 31, 2017.

F2: FCM VI is the sole general partner of FC VI, and has sole voting and investment power with respect to the shares held by FC VI. The Reporting Person is a managing member of FCM VI, and may be deemed to share voting and investment power over the shares owned by FC VI. The Reporting Person disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein.

F3: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by FCM VI effected following the close of the trading market on November 9, 2017 without consideration to its members. Transaction pursuant to a 10b5-1 Plan adopted on August 31, 2017.

F4: Represents a change in the form of ownership from indirect to direct by virtue of the receipt of shares in the pro-rata in-kind distribution of Common Stock of the Issuer by FC VI as described in greater detail in footnote (1).

F5: The shares are held by the Vassallo Family Revocable Trust dated 7/15/02 (the "Vassallo Family Trust"). Steve P. Vassallo is a trustee of the Vassallo Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Vassallo Family Trust except to the extent of his proportionate pecuniary interest therein.