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Sunrun Inc. — Director's Dealing 2016
May 6, 2016
31155_dirs_2016-05-06_7eaaba52-a67d-4655-910b-deff49690930.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Sunrun Inc. (RUN)
CIK: 0001469367
Period of Report: 2016-05-05
Reporting Person: Dach Leslie A (Director)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 20571 | Direct |
| Common Stock | 20571 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $3.19 | 2023-07-30 | Common Stock (100000) | Direct | |
| Warrants (right to buy) | $22.50 | 2018-09-30 | Common Stock (1875) | Direct | |
| Warrants (right to buy) | $22.50 | 2018-09-30 | Common Stock (1875) | Indirect |
Footnotes
F1: Securities held of record by the Dach Dickie Family Trust. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
F2: The Reporting Person received an option to purchase 100,000 shares of the Issuer's common stock in connection with his previous service on the Issuer's Board of Directors ("Board"), of which 72,500 shares subject to the option had vested at the time his previous service on the Board terminated in July 2014. The remaining 27,500 stock options resumed vesting beginning May 5, 2016 and will vest in equal monthly increments over the following 11 months, subject to the Reporting Person's continued service through each vesting date.